William E. Orke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Orke, who also goes by Bill Orke, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1990. William had worked at 7 firms and has passed the Series 63, Series 65, SIE, Series 82, Series 6, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - March 31, 2026
IMST DISTRIBUTORS, LLC
October 7, 2011 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
August 19, 2011 - April 1, 2026
WCM INVESTMENT MANAGEMENT
February 23, 1999 - October 5, 2005
BROAD STREET SECURITIES, INC.
March 22, 1994 - May 23, 1994
T. I. INVESTMENTS, INC.
July 10, 1992 - February 8, 1994
RONEY & CO. L.L.C.
June 1, 1990 - June 24, 1992
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/4/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IMST DISTRIBUTORS, LLC
CRD#: 130745 / SEC#: , 8-66389
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | CHIEF COMPLIANCE OFFICER / VP / TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
