AW
Allan F. Westcott
IAFF-FC ADVISORS LLC
Washington, DC 20006
Some features on this profile are disabled
CRD#: 1052787
AW
Professional summary
Allan Frederick Westcott is a registered financial advisor currently at IAFF-FC ADVISORS LLC located in Washington, District Of Columbia and IAFF-FC INVESTMENTS LLC located in Washington, District Of Columbia.
Allan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Allan has worked at 12 firms and has passed the Series 63, Series 65, Series 6TO, Series 7TO, SIE, Series 6, Series 7, Series 5 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. IAFF-FC Insurance Agency LLC, Independent Insurance Agency, investment-related, position - chief operating officer, Start Date: 7/10/2023, 15 hours per month spent on this activity. 2. IAFF Financial Corporation, affiliated company, investment-related, position - chief operating officer, located at 1750 New York Avenue, NW Washington, DC 20006, start - date 4/17/2023, time spent - 80 hours per month during trading hours. 3. IAFF-FC Advisors LLC, investment-related, located at 1750 New York Avenue, NW Washington, DC 20006, this is a registered investment advisor firm registered in all states, position - CEO, start date 4/17/2023, time spent on this business - 15 hours per month during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Allan Frederick Westcott's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2023 - Present
IAFF-FC ADVISORS LLC
Office #1: 1750 New York Avenue Nw #300, Washington, DC 20006RIA
CRD#: 322040
Washington, DC
Current
July 21, 2023 - Present
IAFF-FC INVESTMENTS LLC
Office #1: 1750 New York Avenue Nw Suite 300, Washington, DC 20006BD
CRD#: 318120
Washington, DC
Past
September 23, 2019 - December 15, 2021
UNITED BROKERAGE SERVICES, INC
BD
CRD#: 39062
VIENNA, VA
Past
March 26, 2018 - July 19, 2018
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
RIA
CRD#: 106156
Washington, DC
Past
June 24, 2010 - September 26, 2013
MANNING & NAPIER INVESTOR SERVICES, INC.
BD
CRD#: 26266
FAIRPORT, NY
Past
March 31, 2010 - September 26, 2013
MANNING & NAPIER ADVISORS, LLC
RIA
CRD#: 105992
LOVELAND, OH
Past
November 19, 2007 - June 30, 2008
AVIANCE CAPITAL MANAGEMENT, LLC
RIA
CRD#: 142367
SARASOTA, FL
Past
February 2, 2005 - February 27, 2006
HORAN CAPITAL MANAGEMENT,LLC
RIA
CRD#: 106415
CINCINNATIO, OH
Past
June 2, 1994 - May 14, 1996
FIRST UNION CAPITAL MARKETS CORP.
BD
CRD#: 6124
CHARLOTTE, NC
Past
March 11, 1986 - June 17, 1988
KIDDER, PEABODY & CO. INCORPORATED
BD
CRD#: 7613
NEW YORK, NY
Past
September 21, 1982 - March 21, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
August 26, 1982 - September 23, 1982
CARDELL & ASSOCIATES, INCORPORATED
BD
CRD#: 7700
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/29/2023)
IAR
Alabama(7/8/2024)
RR
Alaska(8/9/2023)
RR
Arizona(8/21/2023)
IAR
Arizona(9/8/2023)
RR
Arkansas(10/11/2023)
IAR
California(7/31/2023)
RR
California(8/16/2023)
RR
Colorado(8/2/2023)
IAR
Connecticut(7/20/2023)
RR
Connecticut(8/14/2023)
RR
Delaware(8/2/2023)
IAR
Delaware(10/6/2023)
RR
District of Columbia(7/21/2023)
IAR
District of Columbia(9/15/2023)
RR
Florida(9/20/2023)
IAR
Florida(10/18/2023)
IAR
Georgia(8/3/2023)
RR
Georgia(8/16/2023)
RR
Hawaii(8/23/2023)
IAR
Hawaii(10/6/2023)
IAR
Idaho(7/12/2023)
RR
Idaho(8/2/2023)
RR
Illinois(10/24/2023)
IAR
Illinois(11/6/2023)
IAR
Indiana(7/20/2023)
RR
Indiana(11/11/2023)
IAR
Iowa(7/20/2023)
RR
Iowa(8/2/2023)
IAR
Kansas(7/28/2023)
RR
Kansas(8/8/2023)
RR
Kentucky(8/2/2023)
IAR
Kentucky(10/27/2023)
IAR
Louisiana(7/11/2023)
RR
Louisiana(8/2/2023)
RR
Maine(8/2/2023)
IAR
Maine(5/20/2024)
RR
Maryland(8/17/2023)
IAR
Maryland(1/4/2024)
RR
Massachusetts(8/29/2023)
IAR
Massachusetts(10/13/2023)
IAR
Michigan(7/20/2023)
RR
Michigan(8/9/2023)
RR
Minnesota(10/30/2023)
IAR
Minnesota(12/21/2023)
RR
Mississippi(8/2/2023)
IAR
Mississippi(8/11/2023)
RR
Missouri(9/29/2023)
IAR
Missouri(12/1/2023)
IAR
Montana(7/20/2023)
RR
Montana(8/2/2023)
IAR
Nebraska(7/13/2023)
RR
Nebraska(8/15/2023)
IAR
Nevada(8/1/2023)
RR
Nevada(10/16/2023)
RR
New Hampshire(8/17/2023)
IAR
New Hampshire(10/6/2023)
RR
New Jersey(8/22/2023)
IAR
New Jersey(12/20/2023)
RR
New Mexico(9/22/2023)
IAR
New York(7/20/2023)
RR
New York(8/2/2023)
IAR
North Carolina(7/5/2023)
RR
North Carolina(8/2/2023)
RR
North Dakota(8/2/2023)
IAR
North Dakota(8/14/2023)
RR
Ohio(8/8/2023)
RR
Oklahoma(8/2/2023)
RR
Oregon(8/2/2023)
RR
Pennsylvania(8/8/2023)
IAR
Pennsylvania(10/6/2023)
IAR
Rhode Island(7/26/2023)
RR
Rhode Island(8/2/2023)
RR
South Carolina(8/9/2023)
IAR
South Carolina(11/18/2023)
RR
South Dakota(8/7/2023)
RR
Tennessee(8/14/2023)
RR
Texas(8/15/2023)
IAR
Texas(9/21/2023)
RR
Utah(8/2/2023)
IAR
Utah(12/4/2023)
RR
Vermont(8/2/2023)
IAR
Virginia(7/20/2023)
RR
Virginia(8/9/2023)
RR
Washington(8/11/2023)
IAR
Washington(1/2/2025)
IAR
West Virginia(7/24/2023)
RR
West Virginia(8/31/2023)
IAR
Wisconsin(7/24/2023)
RR
Wisconsin(8/10/2023)
RR
Wyoming(8/15/2023)
IAR
Wyoming(8/15/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/21/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 9/23/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/8/1982
Interest Rate Options ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
IAFF-FC ADVISORS LLC
IAFF-FC ADVISORS LLC
CRD#: 322040 / SEC#: 801-126428
RIA
Registered Investment Advisory firm - (1/31/2023 Terminated)Alabama
Registered Investment Advisory firm - (7/8/2024 Approved)Arizona
Registered Investment Advisory firm - (9/8/2023 Approved)California
Registered Investment Advisory firm - (7/31/2023 Approved)Connecticut
Registered Investment Advisory firm - (6/30/2023 Approved)Delaware
Registered Investment Advisory firm - (8/8/2023 Approved)District of Columbia
Registered Investment Advisory firm - (5/9/2023 Approved)Florida
Registered Investment Advisory firm - (10/18/2023 Approved)Georgia
Registered Investment Advisory firm - (8/3/2023 Approved)Hawaii
Registered Investment Advisory firm - (9/21/2023 Approved)Idaho
Registered Investment Advisory firm - (7/11/2023 Approved)Illinois
Registered Investment Advisory firm - (11/2/2023 Approved)Indiana
Registered Investment Advisory firm - (6/23/2023 Approved)Iowa
Registered Investment Advisory firm - (6/15/2023 Approved)Kansas
Registered Investment Advisory firm - (7/28/2023 Approved)Kentucky
Registered Investment Advisory firm - (10/27/2023 Approved)Louisiana
Registered Investment Advisory firm - (7/11/2023 Approved)Maine
Registered Investment Advisory firm - (5/20/2024 Approved)Maryland
Registered Investment Advisory firm - (12/4/2023 Approved)Massachusetts
Registered Investment Advisory firm - (10/13/2023 Approved)Michigan
Registered Investment Advisory firm - (6/28/2023 Approved)Minnesota
Registered Investment Advisory firm - (12/21/2023 Approved)Mississippi
Registered Investment Advisory firm - (8/11/2023 Approved)Missouri
Registered Investment Advisory firm - (12/1/2023 Approved)Montana
Registered Investment Advisory firm - (7/20/2023 Approved)Nebraska
Registered Investment Advisory firm - (7/13/2023 Approved)Nevada
Registered Investment Advisory firm - (6/15/2023 Approved)New Hampshire
Registered Investment Advisory firm - (8/3/2023 Approved)New Jersey
Registered Investment Advisory firm - (12/20/2023 Approved)New York
Registered Investment Advisory firm - (5/19/2023 Approved)North Carolina
Registered Investment Advisory firm - (7/3/2023 Approved)North Dakota
Registered Investment Advisory firm - (8/9/2023 Approved)Oklahoma
Registered Investment Advisory firm - (5/8/2024 Approved)Pennsylvania
Registered Investment Advisory firm - (7/26/2023 Approved)Rhode Island
Registered Investment Advisory firm - (7/26/2023 Approved)South Carolina
Registered Investment Advisory firm - (11/18/2023 Approved)Texas
Registered Investment Advisory firm - (9/21/2023 Approved)Utah
Registered Investment Advisory firm - (12/4/2023 Approved)Vermont
Registered Investment Advisory firm - (4/3/2024 Approved)Virginia
Registered Investment Advisory firm - (6/22/2023 Approved)Washington
Registered Investment Advisory firm - (1/2/2025 Approved)West Virginia
Registered Investment Advisory firm - (7/19/2023 Approved)Wisconsin
Registered Investment Advisory firm - (7/24/2023 Approved)Wyoming
Registered Investment Advisory firm - (8/15/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1750 New York Avenue Nw #300, Washington, DC 20006
Mailing Address
Phone number
(703) 414-9785
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
