Georgeanna Fischetti
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Georgeanna Fischetti, who also goes by Georgeanne Stumpo Dunfee, Sister Mary Rebecca I H M Dunfee, Georgeanne Fischetti, Georgeanne Stumpo, was a registered financial advisor .
Georgeanna is a previously registered financial advisor and started their career in finance in 1982. Georgeanna had worked at 9 firms and has passed the Series 63, Series 7, Series 6, Series 22, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 19, 2009 - November 5, 2015
FINANCIAL SOLUTIONS ADVISORY GROUP
May 5, 2006 - December 31, 2008
THE BARCLAY GROUP, INC.
October 28, 1996 - July 6, 2004
NSA SECURITIES CORPORATION
January 30, 1995 - January 16, 1998
BARCLAY GROUP SECURITIES, INC.
June 7, 1989 - March 16, 1995
INVESTACORP, INC.
January 8, 1987 - June 6, 1989
DESIGN STRATEGIES, INC.
January 7, 1985 - August 12, 1985
STANFORD SECURITIES INCORPORATED
February 29, 1984 - December 3, 1986
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 24, 1982 - February 27, 1984
WADDELL & REED
Primary Firm SEC Registration
FINANCIAL SOLUTIONS ADVISORY GROUP
CRD#: 125218 / SEC#: 801-62068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL SOLUTIONS ADVISORY GROUP
CRD#: 125218 / SEC#: 801-62068
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 350 |
| AUM (Assets Under Management) | $ 880,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
