Daniel L. Prosser

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CRD#: 1052534

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniel Lee Prosser, who also goes by Dan Prosser, was a registered financial professional .

Daniel is a previously registered financial professional and started their career in finance in 1982. Daniel had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Dan Prosser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 11, 2017 - January 21, 2022

MBM WEALTH CONSULTANTS, LLC

RIA

CRD#: 169091

Chesterfield, MO

Past

February 1, 2007 - December 14, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

CHESTERFIELD, MO

Past

February 1, 2007 - December 14, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

CHESTERFIELD, MO

Past

March 3, 1998 - February 2, 2007

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

CHESTERFIELD, MO

Past

October 8, 1982 - February 2, 2007

PRUCO SECURITIES, LLC.

CRD#: 5685

CHESTERFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBM WEALTH CONSULTANTS, LLC

MBM WEALTH CONSULTANTS, LLC | ZANTRILLION WEALTH ADVISORS, LLC

CRD#: 169091 / SEC#: 801-112994

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

Missouri

Registered Investment Advisory firm - (5/10/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/10/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/16/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/14/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/2/2007

General Securities Principal Examination

Current Firm

MBM WEALTH CONSULTANTS, LLC

MBM WEALTH CONSULTANTS, LLC | ZANTRILLION WEALTH ADVISORS, LLC

CRD#: 169091 / SEC#: 801-112994

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

Missouri

Registered Investment Advisory firm - (5/10/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/10/2018 Terminated)

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Contact information

Main Address

16401 Swingley Ridge Rd. Suite 450, Chesterfield, MO 63017

Mailing Address

Phone number

(636) 274-6262

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MBM 2025 ANNUAL DISCLOSURE BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,542
AUM (Assets Under Management)	$ 417,890,470

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report
08/28/2024	Cover Page	Report
10/25/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel L. Prosser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

MBM WEALTH CONSULTANTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/1997

Series 63

Date: 6/16/1983

SIE

Date: 12/14/2017

Series 7

Date: 1/30/1995

Series 6

Date: 10/6/1982

Series 24

Date: 5/2/2007

Current Firm

MBM WEALTH CONSULTANTS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MBM WEALTH CONSULTANTS, LLC

TRUST BUT VERIFY

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