RH
Richard J. Hawickhorst
BRUCKE FINANCIAL
Teutopolis, IL 62467
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CRD#: 1052526
RH
Professional summary
Richard James Hawickhorst is a registered financial advisor currently at BRUCKE FINANCIAL, INC. located in Teutopolis, Illinois.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Richard has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Office/Rental Building~111 E Main St, Teutoplis, IL 62467~Commercial Property/Landlord~N~Owner~01/01/2014~1 hrs/mo~1 trading hrs/mo|American General Life Companies|Amex Assur Co|AMERICAN EQUITY INVESTMENT LIFE INSURANCE|BlueCross BlueShield of Illinois|Gen Amer Life Ins Co Va|Golden Rule Ins Co|Hartford Life & Annuity Ins. Co|ING/Security Life of Denver|Jackson Nat'l Life Ins Co|John HancockLife Ins. Co|Lincoln General Ins Co|Omaha Life Ins Co|Phoenix Ins Co 100639|Principal Life Ins. Co.|Prot Life Ins Co|Unum Life Ins Co Of America
CRS (Client Relationship Summary) - RIA
Click below to view Richard James Hawickhorst's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 11, 2018 - Present
BRUCKE FINANCIAL, INC.
Office #1: 111 E Main St, Teutopolis, IL 62467RIA
CRD#: 291307
Teutopolis, IL
Past
March 16, 1998 - January 11, 2018
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
TEUTOPOLIS, IL
Past
October 5, 1982 - January 11, 2018
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
TEUTOPOLIS, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BF
BRUCKE FINANCIAL, INC.
BRUCKE FINANCIAL, INC. | ORBIS FINANCIAL
CRD#: 291307 / SEC#: 801-123245
RIA
Registered Investment Advisory firm - (2/18/2022 Approved)Illinois
Registered Investment Advisory firm - (3/15/2022 Terminated)Indiana
Registered Investment Advisory firm - (3/16/2022 Terminated)Missouri
Registered Investment Advisory firm - (3/15/2022 Terminated)Texas
Registered Investment Advisory firm - (3/15/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(1/11/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BF
BRUCKE FINANCIAL, INC.
BRUCKE FINANCIAL, INC. | ORBIS FINANCIAL
CRD#: 291307 / SEC#: 801-123245
RIA
Registered Investment Advisory firm - (2/18/2022 Approved)Illinois
Registered Investment Advisory firm - (3/15/2022 Terminated)Indiana
Registered Investment Advisory firm - (3/16/2022 Terminated)Missouri
Registered Investment Advisory firm - (3/15/2022 Terminated)Texas
Registered Investment Advisory firm - (3/15/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Indianapolis, IN
Mailing Address
Phone number
(317) 658-4548
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,065 |
| AUM (Assets Under Management) | $ 200,986,148 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
