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TZ

Thomas P. Zucosky

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CRD#: 1052472
TZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Thomas Paul Zucosky was a registered financial professional .

Thomas is a previously registered financial professional and started their career in finance in 1992. Thomas had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 27, 2023 - November 19, 2024

CAPITAL GROWTH ADVISORS LLC

BD
CRD#: 41847
NEW YORK, NY
Past

April 22, 2020 - November 1, 2022

FOX CHASE CAPITAL PARTNERS, LLC

BD
CRD#: 104087
SPRINGFIELD, NJ
Past

January 30, 2017 - December 9, 2020

FUSION ANALYTICS SECURITIES LLC

BD
CRD#: 124245
CORAL SPRINGS, FL
Past

September 18, 2012 - May 21, 2013

DIRECT ACCESS PARTNERS LLC

BD
CRD#: 120950
NEW YORK, NY
Past

November 1, 2010 - April 18, 2012

COWEN PRIME SERVICES LLC

BD
CRD#: 153397
NEW YORK, NY
Past

July 2, 2010 - July 11, 2011

SANDERS MORRIS LLC

BD
CRD#: 20580
NEW YORK, NY
Past

March 12, 2007 - December 12, 2008

BROOKE SECURITIES, INC.

BD
CRD#: 19609
NEW YORK, NY
Past

September 17, 2004 - February 23, 2007

BROOKE SECURITIES, INC.

BD
CRD#: 19609
NEW YORK, NY
Past

August 31, 2001 - July 30, 2002

INVESTOR FORCE SECURITIES, INC.

BD
CRD#: 104318
WAYNE, PA
Past

March 8, 1995 - March 29, 2001

BROOKE SECURITIES, INC.

BD
CRD#: 19609
NEW YORK, NY
Past

March 8, 1994 - July 11, 1994

ENERECAP PARTNERS, LLC

BD
CRD#: 26554
ATLANTA, GA
Past

September 23, 1992 - March 6, 1993

PALMER SQUARE SECURITIES INCORPORATED

BD
CRD#: 28270
PRINCETON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 3/10/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/6/2001
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 9/20/1991
Direct Participation Programs Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/1/2021
General Securities Principal Examination

Current Firm

CG
CAPITAL GROWTH ADVISORS LLC
CAPITAL GROWTH ADVISORS LLC | VALENTIS INVESTMENT MANAGEMENT, INC. | CAPITAL GROWTH SECURITIES LLC

CRD#: 41847 / SEC#: , 8-49595

BD
Terminated by SEC on 12/23/2024
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 05/09/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAPITAL GROWTH PARTNERS, LLCOWNER
VALENTIS INVESTMENTS, INC.OWNER
GAFFNEY, JAMES EDWARDMANAGING DIRECTOR, GENERAL SECURITIES PRINCIPAL, FINANCIAL & OPERATIONS PRINCIPAL/ CHIEF COMPLIANCE OFFICER1901794
NEMIROW, BRUCE IRVING MR.MANAGING DIRECTOR, GENERAL SECURITIES PRINCIPAL346453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL GROWTH ADVISORS LLC

CRD#: 41847

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