Bruce C. Lavigne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Clayton Lavigne was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1982. Bruce had worked at 11 firms and has passed the Series 63, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2011 - February 15, 2012
EVERLAKE DISTRIBUTORS, LLC
January 25, 2010 - May 17, 2011
OSAIC FS, INC.
March 4, 2008 - June 26, 2009
CETERA INVESTMENT SERVICES LLC
January 17, 2008 - June 26, 2009
BANCNORTH INVESTMENT GROUP, INC.
January 26, 2006 - February 1, 2007
P.J. ROBB VARIABLE, LLC
October 4, 2000 - October 17, 2005
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 11, 1999 - December 31, 2000
NATIONWIDE SECURITIES, LLC
January 16, 1995 - September 24, 1998
VOYA FINANCIAL PARTNERS, LLC
March 26, 1990 - December 31, 1990
LIGHTHOUSE SECURITIES, LTD.
August 24, 1988 - January 22, 1990
HIMCO DISTRIBUTION SERVICES COMPANY
August 26, 1982 - February 22, 1988
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EVERLAKE DISTRIBUTORS, LLC
CRD#: 100460 / SEC#: , 8-52029
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EVERLAKE LIFE INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| FONTANA, ANGELA KAY | MANAGER | 6503740 |
| HARRIGAN, JULIE ANN | TREASURER, CONTROLLER AND FINOP | 7159150 |
| JENESKE, PATRICK JOSEPH | CHIEF COMPLIANCE OFFICER | 4293015 |
| KENNEDY, REBECCA DIANE | PRESIDENT AND MANAGER | 7364296 |
| KIRCHHOFF, THERESE MARIE | AML OFFICER | 4548686 |
| LARGEY, TYLER EARL BAXTER | CHAIRMAN OF THE BOARD AND MANAGER | 7470407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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