Rodney W. Carson

CALIBER WEALTH MANAGEMENT | Financial Advisor

OVERLAND PARK, KS 66211

Some features on this profile are disabled

CRD#: 1052308

Professional summary

Rodney Wayne Carson, who also goes by Rod Carson, is a registered financial advisor currently at CALIBER WEALTH MANAGEMENT, LLC located in Overland Park, Kansas.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Rodney has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 8, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rod Carson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: PathGuide 360 Consulting, LLC Address: 14221 Larsen St, Overland Park, KS, 66221, United States Activity Type: Other Position/Title: Coach Investment Related: No Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Coaching and consulting practices with financial advisors

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Wayne Carson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 15, 2024 - Present

CALIBER WEALTH MANAGEMENT, LLC

Office #1: 6201 College Blvd Suite 650, Overland Park, KS 66211

RIA

CRD#: 331165

OVERLAND PARK, KS

Past

October 2, 2009 - October 2, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Overland, KS

Past

December 1, 2000 - December 31, 2009

SPECTRUM WEALTH ADVISORS, INC.

RIA

CRD#: 117965

OVERLAND PARK, KS

Past

May 15, 2000 - October 2, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

OVERLAND PARK, KS

Past

August 5, 1982 - May 22, 2000

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

August 5, 1982 - May 22, 2000

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CALIBER WEALTH MANAGEMENT, LLC

CRD#: 331165 / SEC#: 801-130677

RIA

Registered Investment Advisory firm - (7/15/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/15/2024)

IAR

Texas
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/16/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/4/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 8

Date: 7/3/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 53

Date: 6/25/1999

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 9/28/1998

General Securities Principal Examination

Current Firm

CALIBER WEALTH MANAGEMENT, LLC

CRD#: 331165 / SEC#: 801-130677

RIA

Registered Investment Advisory firm - (7/15/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6201 College Blvd Suite 650, Overland Park, KS 66211

Mailing Address

Phone number

(913) 303-3920

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CALIBER WEALTH MANAGEMENT, LLC - ADV PART 2A (7/22/2025)

Regulatory assets under management

Total Number of Accounts	4,598
AUM (Assets Under Management)	$ 1,168,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Ryan Capatosto

FSC SECURITIES CORPORATION

ATLANTA, GA

Daniel Hoefer

EDWARD JONES

IAR

Irmo, SC

Burke Lodge

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Boise, ID

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rodney W. Carson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Wayne Carson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

SPECTRUM WEALTH ADVISORS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CALIBER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/1997

Series 63

Date: 11/1/1984

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/16/1996

Series 6

Date: 8/4/1982

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 8

Date: 7/3/1999

Series 53

Date: 6/25/1999

Series 24

Date: 9/28/1998

Current Firm

CALIBER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CALIBER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors