Rodney W. Carson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Wayne Carson, who also goes by Rod Carson, was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1982. Rodney had worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 9, Series 10, Series 8, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2024 - March 17, 2026
CALIBER WEALTH MANAGEMENT, LLC
October 2, 2009 - October 2, 2024
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 1, 2000 - December 31, 2009
SPECTRUM WEALTH ADVISORS, INC.
May 15, 2000 - October 2, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 5, 1982 - May 22, 2000
METROPOLITAN LIFE INSURANCE COMPANY
August 5, 1982 - May 22, 2000
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CALIBER WEALTH MANAGEMENT, LLC
CRD#: 331165 / SEC#: 801-130677
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 7/3/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CALIBER WEALTH MANAGEMENT, LLC
CRD#: 331165 / SEC#: 801-130677
Contact information
SEC notice filing (20 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,598 |
| AUM (Assets Under Management) | $ 1,168,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CALIBER WEALTH MANAGEMENT, LLC
Financial AdvisorCRD#: 331165TRUST BUT VERIFY
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