Frank J. Ruggieri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank John Ruggieri JR, who also goes by Frank John Ruggieri, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1982. Frank had worked at 4 firms and has passed the Series 7, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 1988 - January 10, 1989
STRATTON SECURITIES, INC.
May 31, 1988 - June 15, 1988
MORGAN GLADSTONE & CO. INC.
June 19, 1985 - June 2, 1988
DIVERSIFIED EQUITIES CORP.
September 22, 1982 - July 15, 1985
BROADCHILD SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
STRATTON SECURITIES, INC.
CRD#: 11658 / SEC#: , 8-25129
Contact information
Documents
Red Flags
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