SN
Seyyed Valiallah Nasr
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CRD#: 1052151
SN
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Seyyed Valiallah Nasr, who also goes by S Valiallah Nasr, Sayed Valiallah Nasr, Vali Nasr, was a registered financial professional .
Seyyed Valiallah is a previously registered financial professional and started their career in finance in 1983. Seyyed Valiallah had worked at 9 firms and has passed the Series 65, Series 7, Series 24 and Series 27 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
S Valiallah Nasr | Sayed Valiallah Nasr | Vali Nasr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
April 9, 2013 - December 10, 2020
CLARAPHI ADVISORY NETWORK, LLC
RIA
CRD#: 165868
ALISO VIEJO, CA
Past
March 25, 2008 - April 19, 2013
B. RILEY WEALTH ADVISORS, INC.
RIA
CRD#: 115927
LAGUNA HILLS, CA
Past
June 10, 2004 - November 1, 2005
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 47661
STAMFORD, CT
Past
March 24, 2000 - July 2, 2002
ORBITEX FUNDS DISTRIBUTOR, INC.
BD
CRD#: 41453
STAMFORD, CT
Past
November 24, 1999 - February 21, 2001
AMERIMUTUAL FUNDS DISTRIBUTOR, INC.
BD
CRD#: 47661
STAMFORD, CT
Past
June 17, 1992 - March 4, 1998
PORTFOLIO BROKERAGE SERVICES, INC.
BD
CRD#: 18554
CHICAGO, IL
Past
May 24, 1991 - June 2, 1992
COMSTOCK TRADING CORP.
BD
CRD#: 28015
Past
January 5, 1989 - December 14, 1990
THE STUART-JAMES COMPANY, INCORPORATED
BD
CRD#: 11691
DENVER, CO
Past
March 7, 1985 - July 18, 1987
SUTRO & CO. INCORPORATED
BD
CRD#: 801
Past
June 6, 1983 - January 16, 1984
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Past
May 27, 1983 - November 30, 1983
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CLARAPHI ADVISORY NETWORK, LLC
ADVISORS ON CALL | WINKLER WEALTH | ULTRA FINANCIAL PLUS, LLC DBA ULTRA FINANCIAL PARTNERS, LLC | THOMAS ADVISORY SERVICES, INC. | SEELAN WEALTH STRATEGIES, LLC | SEELAN WEALTH STRATEGIES, ADVANCED TAX CONSULTING, LLC | RJF, INC. | MDR HOLDINGS, LLC | LIFE PLAN RETIREMENT PARTNERS, LLC | LEGACY WEALTH PARTNERS, LEGACY RETIREMENT GROUP | HERITAGE FINANCIAL SERVICES | HACKETT ADVISORY | H. L. DINGLE & COMPANY | GOSS & COMPANY | GLOBAL WEALTH MANAGEMENT | GF THOMAS ADVISORY GROUP | GENTRY WEALTH MANAGEMENT | FORTIFIED FUTURES, INC | FINANCIAL ARCHITECTS, INC., TAX ARTISTS | FINANCIAL & INSURANCE SERVICES | ERBC, INC. | DENIS WONG & ASSOCIATES | CLARAPHI ADVISORY NETWORK, LLC | CHADWICK FINANCIAL ADVISORS | BOWEN FINANCIAL GROUP | ANDALUS CAPITAL
CRD#: 165868 / SEC#: 801-80575
RIA
Registered Investment Advisory firm - (12/4/2014 Approved)Arizona
Registered Investment Advisory firm - (12/8/2014 Terminated)California
Registered Investment Advisory firm - (1/7/2015 Terminated)Florida
Registered Investment Advisory firm - (12/8/2014 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2014 Terminated)Missouri
Registered Investment Advisory firm - (12/8/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)New York
Registered Investment Advisory firm - (12/8/2014 Terminated)Tennessee
Registered Investment Advisory firm - (11/6/2014 Terminated)Texas
Registered Investment Advisory firm - (12/8/2014 Terminated)Washington
Registered Investment Advisory firm - (12/9/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CA
CLARAPHI ADVISORY NETWORK, LLC
ADVISORS ON CALL | WINKLER WEALTH | ULTRA FINANCIAL PLUS, LLC DBA ULTRA FINANCIAL PARTNERS, LLC | THOMAS ADVISORY SERVICES, INC. | SEELAN WEALTH STRATEGIES, LLC | SEELAN WEALTH STRATEGIES, ADVANCED TAX CONSULTING, LLC | RJF, INC. | MDR HOLDINGS, LLC | LIFE PLAN RETIREMENT PARTNERS, LLC | LEGACY WEALTH PARTNERS, LEGACY RETIREMENT GROUP | HERITAGE FINANCIAL SERVICES | HACKETT ADVISORY | H. L. DINGLE & COMPANY | GOSS & COMPANY | GLOBAL WEALTH MANAGEMENT | GF THOMAS ADVISORY GROUP | GENTRY WEALTH MANAGEMENT | FORTIFIED FUTURES, INC | FINANCIAL ARCHITECTS, INC., TAX ARTISTS | FINANCIAL & INSURANCE SERVICES | ERBC, INC. | DENIS WONG & ASSOCIATES | CLARAPHI ADVISORY NETWORK, LLC | CHADWICK FINANCIAL ADVISORS | BOWEN FINANCIAL GROUP | ANDALUS CAPITAL
CRD#: 165868 / SEC#: 801-80575
RIA
Registered Investment Advisory firm - (12/4/2014 Approved)Arizona
Registered Investment Advisory firm - (12/8/2014 Terminated)California
Registered Investment Advisory firm - (1/7/2015 Terminated)Florida
Registered Investment Advisory firm - (12/8/2014 Terminated)Idaho
Registered Investment Advisory firm - (12/31/2014 Terminated)Missouri
Registered Investment Advisory firm - (12/8/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)New York
Registered Investment Advisory firm - (12/8/2014 Terminated)Tennessee
Registered Investment Advisory firm - (11/6/2014 Terminated)Texas
Registered Investment Advisory firm - (12/8/2014 Terminated)Washington
Registered Investment Advisory firm - (12/9/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
120 Vantis Drive Suite 585, Aliso Viejo, CA 92656
Mailing Address
Phone number
(949) 215-0025
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,422 |
| AUM (Assets Under Management) | $ 382,500,156 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/27/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
