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JD

Jeffrey L. Dunn

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CRD#: 1052148
JD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Lynn Dunn, who also goes by Jeffery Lynn Dunn, was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1982. Jeffrey had worked at 5 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jeffery Lynn Dunn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 29, 1991 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

November 29, 1991 - April 24, 1995

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

January 11, 1991 - March 22, 1991

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

January 11, 1991 - March 22, 1991

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

July 7, 1989 - January 4, 1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

July 7, 1989 - January 4, 1990

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

May 19, 1987 - June 27, 1989

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

May 19, 1987 - June 27, 1989

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

October 23, 1985 - June 6, 1986

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
Past

June 23, 1982 - February 4, 1984

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/30/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/22/1982
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TP
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
PRIVATE ASSET MANAGEMENT GROUP ("PAMG") | THE PRUDENTIAL INVESTMENT CORPORATION ("PIC") | THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | STRUCTURED FINANCE GROUP ("SFG") | QUANTITATIVE MANAGEMENT ("QM") | PRUDENTIAL RETIREMENT | PRUDENTIAL REAL ESTATE SECURITIES INVESTORS ("PRESI") | PRUDENTIAL REAL ESTATE INVESTORS ("PREI") | PRUDENTIAL INVESTMENTS ASSET MANAGEMENT GROUP ("PIAMG") | PRUDENTIAL INVESTMENTS ("PI") | PRUDENTIAL INVESTMENT MANAGEMENT, INC.("PIM") | PRUDENTIAL GLOBAL ASSET MANAGEMENT ("PGAM") | PRUDENTIAL FIXED INCOME GROUP ("PRUDENTIAL FIXED INCOME") | PRUDENTIAL FINANCIAL, INC. ("PFI") | PRUDENTIAL CAPITAL GROUP ("PCG")

CRD#: 680 / SEC#: 801-12484, 8-13881

BD
Terminated by SEC on 07/05/1996
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 04/03/1873
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (3/30/2016)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

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