James R. White

STONEBRIDGE FINANCIAL GROUP

SAN RAFAEL, CA 94903

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CRD#: 1052021

Professional summary

James Rodney White is a registered financial advisor currently at STONEBRIDGE FINANCIAL GROUP located in San Rafael, California.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Rodney White's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2026 - Present

STONEBRIDGE FINANCIAL GROUP

Office #1: 100 Smith Ranch Road, Suite 112, San Rafael, CA 94903

RIA

CRD#: 340200

SAN RAFAEL, CA

Past

February 9, 2000 - March 4, 2026

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

MOUNTAIN VIEW, CA

Past

June 5, 1993 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

June 5, 1993 - March 4, 2026

EQUITABLE ADVISORS, LLC

CRD#: 6627

MOUNTAIN VIEW, CA

Past

April 3, 1986 - January 1, 1992

D.J. KAELKER & ASSOCIATES, INC.

CRD#: 17672

Past

December 20, 1982 - April 15, 1986

UR FINANCIAL, INC.

CRD#: 10509

Past

October 8, 1982 - February 7, 1983

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/29/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/22/1983

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/1982

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/8/1986

General Securities Principal Examination

Current Firm

STONEBRIDGE FINANCIAL GROUP

STONEBRIDGE FINANCIAL GROUP | STONEBRIDGE FINANCIAL GROUP, LLC

CRD#: 340200 / SEC#: 801-135258

RIA

Registered Investment Advisory firm - (1/29/2026 120-Day Approval)

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Contact information

Main Address

100 Smith Ranch Road, Suite 112, San Rafael, CA 94903

Mailing Address

Phone number

(415) 461-4961

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/2/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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James R. White

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Rodney White's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

D.J. KAELKER & ASSOCIATES, INC.

UR FINANCIAL, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 7/29/1999

Series 63

Date: 6/9/1987

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1986

Series 22

Date: 11/22/1983

Series 6

Date: 10/6/1982

Series 24

Date: 5/8/1986

Current Firm

STONEBRIDGE FINANCIAL GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

STONEBRIDGE FINANCIAL GROUP

TRUST BUT VERIFY

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