John P. Hayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Hayes was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 8 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 2010 - January 31, 2014
FORESTERS EQUITY SERVICES, INC.
September 23, 2008 - December 31, 2008
FORESTERS EQUITY SERVICES, INC.
May 30, 2008 - January 31, 2014
FORESTERS EQUITY SERVICES, INC.
October 10, 2007 - May 21, 2008
INSPHERE SECURITIES, INC.
September 5, 2007 - May 21, 2008
INSPHERE SECURITIES, INC.
January 1, 1999 - March 16, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
December 13, 1989 - July 3, 2006
IDS LIFE INSURANCE COMPANY
December 13, 1989 - March 16, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
June 21, 1989 - January 1, 1990
FIDELITY EQUITY SERVICES CORPORATION
April 3, 1987 - June 19, 1989
BMA FINANCIAL SERVICES, INC.
October 26, 1983 - October 24, 1985
PPS SECURITIES CORP.
September 28, 1982 - April 8, 1987
WS GRIFFITH SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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