Sheldon G. Zimmerman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheldon Gary Zimmerman was a registered financial professional .
Sheldon is a previously registered financial professional and started their career in finance in 1982. Sheldon had worked at 7 firms and has passed the Series 63, Series 5, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 16, 1995 - July 17, 1998
UNITED PACIFIC SECURITIES, INC.
March 18, 1992 - February 13, 1995
CONSOLIDATED INVESTMENT SERVICES, INC.
October 12, 1987 - February 21, 1992
CETERA WEALTH SERVICES, LLC
November 1, 1985 - August 31, 1987
VALUE EQUITIES CORPORATION
August 17, 1985 - September 30, 1985
FINANCIAL ADVISORY CLINIC INVESTMENTS, INC.
August 10, 1984 - July 12, 1985
BOARDWALK CAPITAL CORPORATION
June 28, 1982 - January 3, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 10/7/1982
Interest Rate Options ExaminationCurrent Firm
UNITED PACIFIC SECURITIES, INC.
CRD#: 21986 / SEC#: , 8-39467
Contact information
Documents
Red Flags
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