Shenlung Liu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shenlung Liu, who also goes by Adam Liu, Shen Lung Liu, was a registered financial professional .
Shenlung is a previously registered financial professional and started their career in finance in 1982. Shenlung had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2002 - January 31, 2012
MAIA SECURITIES, INC.
July 31, 2000 - September 9, 2002
WHITE PACIFIC SECURITIES, INC.
December 21, 1998 - July 31, 2000
ACUMENT SECURITIES, INC.
May 1, 1997 - December 9, 1998
PREMIER EQUITIES CORPORATION
September 29, 1995 - March 4, 1996
CARLIN EQUITIES, LLC
August 4, 1992 - July 3, 1995
PREMIER EQUITIES CORPORATION
August 21, 1989 - February 17, 1995
E-W INVESTMENTS, INC.
March 13, 1987 - August 10, 1989
INTERFIRST CAPITAL CORPORATION
March 5, 1985 - February 27, 1987
OSAIC FS, INC.
September 9, 1983 - June 7, 1984
FIRST INTERWEST SECURITIES CORPORATION
July 22, 1982 - May 5, 1983
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAIA SECURITIES, INC.
CRD#: 111394 / SEC#: , 8-53161
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
