Walter R. Lasley

ADAPTFIRST INVESTMENTS LLC

Greensboro, NC

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CRD#: 1051937

Professional summary

Walter Ray Lasley is a registered financial advisor currently at ADAPTFIRST INVESTMENTS LLC located in Greensboro, North Carolina.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Walter has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Unit 207 Water's Edge Resort; Non-investment related; Garden City, SC; Resort residence unit for rental; Owner; Started January 2998; 4 hrs/week; 2 hrs/week during business hours; Administration and ownership of resort residence that generates rental income.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Ray Lasley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2024 - Present

ADAPTFIRST INVESTMENTS LLC

RIA

CRD#: 289096

Greensboro, NC

Past

January 3, 2023 - May 15, 2024

MOMENTUM INDEPENDENT NETWORK INC.

RIA

CRD#: 17587

Kernersville, NC

Past

January 3, 2023 - May 15, 2024

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

Kernersville, NC

Past

February 7, 2012 - December 31, 2022

NTB FINANCIAL CORPORATION

RIA

CRD#: 7425

Walkertown, NC

Past

January 6, 2012 - December 31, 2022

NTB FINANCIAL CORPORATION

CRD#: 7425

Walkertown, NC

Past

January 26, 2009 - January 6, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

KERNERSVILLE, NC

Past

January 3, 1995 - January 6, 2012

LPL FINANCIAL LLC

CRD#: 6413

KERNERSVILLE, NC

Past

July 22, 1982 - January 20, 1995

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(5/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/27/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 5

Date: 12/11/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/27/1995

General Securities Principal Examination

Current Firm

ADAPTFIRST INVESTMENTS LLC

ADAPTFIRST INVESTMENTS LLC | ADAPTFIRST- TAX AND INVESTMENTS

CRD#: 289096 / SEC#:

California

Registered Investment Advisory firm - (2/23/2021 Approved)

Florida

Registered Investment Advisory firm - (6/6/2022 Approved)

Georgia

Registered Investment Advisory firm - (7/31/2023 Approved)

Indiana

Registered Investment Advisory firm - (6/12/2023 Approved)

Maryland

Registered Investment Advisory firm - (1/25/2021 Approved)

New York

Registered Investment Advisory firm - (10/14/2020 Approved)

North Carolina

Registered Investment Advisory firm - (8/9/2017 Approved)

Ohio

Registered Investment Advisory firm - (9/1/2020 Approved)

South Carolina

Registered Investment Advisory firm - (4/16/2021 Approved)

Texas

Registered Investment Advisory firm - (2/16/2023 Conditional Restricted)

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Contact information

Main Address

Kernersville, NC

Mailing Address

Phone number

(336) 759-0300

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	856
AUM (Assets Under Management)	$ 82,650,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Walter R. Lasley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Ray Lasley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOMENTUM INDEPENDENT NETWORK INC.

MOMENTUM INDEPENDENT NETWORK INC.

NTB FINANCIAL CORPORATION

NTB FINANCIAL CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2009

Series 63

Date: 7/27/1982

SIE

Date: 10/1/2018

Series 5

Date: 12/11/1982

Series 7

Date: 7/17/1982

Series 24

Date: 2/27/1995

Current Firm

ADAPTFIRST INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADAPTFIRST INVESTMENTS LLC

TRUST BUT VERIFY

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