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Steven B. Schonfeld

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CRD#: 1051868
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Bart Schonfeld was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1982. Steven had worked at 5 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 11, 2009 - December 31, 2010

SCHON-EX LLC

BD
CRD#: 32211
JERICHO, NY
Past

June 23, 1994 - May 12, 2004

LIGHTSPEED TRADING, LLC

BD
CRD#: 35519
NEW YORK, NY
Past

June 18, 1993 - May 12, 2004

SCHON-EX LLC

BD
CRD#: 32211
JERICHO, NY
Past

November 21, 1988 - November 5, 2009

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

January 20, 1987 - November 7, 1988

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

June 28, 1982 - February 4, 1987

BLINDER, ROBINSON & CO., INC.

BD
CRD#: 5096

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 3/27/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


SL
SCHON-EX LLC
MAJOR LEAGUE SECURITIES, INC. | SCHON-EX LLC | MAJOR LEAGUE SECURITIES, LLC

CRD#: 32211 / SEC#: , 8-45672

BD
Terminated by SEC on 02/21/2011
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Contact information


Main Address
Mailing Address
Phone number
Established
New York since 08/25/1998
Firm type
Limited Liability Company
Fiscal year end
March
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SCHONFELD GROUP HOLDINGS, LLCMEMBER
BEVERLEY, JOSHUA THOMASCFO, COO5088205
CAFFREY, MARGARET MCEO, CCO3162488
PECKMAN, MARK HARRYGENERAL COUNSEL3264967

Disclosures


Regulatory Event5

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SCHON-EX LLC

CRD#: 32211

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