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Robert Kent Whitt

CRD# 1051793·Registered 1982 - 2012
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Kent Whitt, who also goes by Bob Whitt, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1982 - 2012. Robert had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Whitt

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

GLOBALBRIDGE·CRD# 111538
RIA
Minneapolis, MN
March 27, 2003 - September 12, 2012
GLOBALBRIDGE·CRD# 111538
RIA
Minneapolis, MN
June 19, 2002 - December 31, 2002
ENERIC FINANCIAL SERVICES, INC.·CRD# 11761
BD
Fairfield, IA
March 27, 1994 - May 31, 1995
FIRST VARIABLE CAPITAL SERVICES, INC.·CRD# 30007
BD
Birmingham, AL
August 26, 1993 - March 31, 1994
LEXINGTON FUNDS DISTRIBUTOR, INC.·CRD# 8194
BD
Scottsdale, AZ
December 10, 1985 - December 5, 1988
THE GREAT-WEST LIFE ASSURANCE COMPANY·CRD# 5927
BD
July 23, 1982 - February 14, 1984

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Current Firm

GL
GLOBALBRIDGE

GLOBALBRIDGE | GLOBALBRIDGE ADVISORS, INC. | GLOBALBRIDGE ADVISORS

CRD#: 111538 / SEC#: 801-60180

Contact Information

Main Address

903 Washington Ave S Suite 100, Minneapolis, MN 55415

Documents

Latest Form ADV

Part 2 Brochures

GLOBALBRIDGE ADV II (2/12/2014)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1994About the Series 63 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1993About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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