August Cellitti
Professional summary
August Cellitti, who also goes by Augustus Cellitti, is a registered financial professional currently at HERBERT J. SIMS & CO, INC. located in Morristown, New Jersey.
August is registered as a RR (Registered Representative) and started their career in finance in 1982. August has worked at 6 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view August Cellitti's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 29, 2025 - Present
HERBERT J. SIMS & CO, INC.
Office #1: 163 Madison Avenue Suite 405, Morristown, NJ 07960September 12, 2007 - June 23, 2025
SECUREVEST FINANCIAL GROUP
February 27, 1986 - May 31, 2007
R. SEELAUS & CO., LLC
January 18, 1985 - February 10, 1986
FIRST INTERREGIONAL EQUITY CORP.
June 30, 1983 - August 30, 1984
MORGAN STANLEY DW INC.
September 24, 1982 - June 20, 1983
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/29/2025)
Exams
Series 52TO
Date: 1/29/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
HERBERT J. SIMS & CO, INC.
CRD#: 3420 / SEC#: , 8-3315
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEKSYS CORPORATION | OWNER | |
| DIAMOND, JASON HOWARD | CHIEF FINANCIAL OFFICER/MANAGING PRINCIPAL | 2320884 |
| RULNICK, AARON M | DIRECTOR | 3149315 |
| HEBERT, VALERIE | CHIEF COMPLIANCE OFFICER | 4007252 |
| MULLANE, DANIEL JOSEPH | MANAGING PRINCIPAL | 1246435 |
| SANDS, R JEFFREY | DIRECTOR | 4285040 |
| SIMS, WILLIAM BARNETT | PRESIDENT/CEO | 425019 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 2 |
Red Flags
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