Guy C. Gardocki

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CRD#: 1051775

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Guy Chester Gardocki was a registered financial professional .

Guy is a previously registered financial professional and started their career in finance in 1982. Guy had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 15, 2014 - October 28, 2015

SECUREVEST FINANCIAL GROUP

CRD#: 10100

BOCA RATON, FL

Past

April 11, 2012 - September 15, 2014

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

FT. LAUDERDALE, FL

Past

January 17, 2012 - March 1, 2012

SHEARSON FINANCIAL SERVICES, LLC

CRD#: 38619

BOCA RATON, FL

Past

September 3, 2002 - January 13, 2012

MESIROW FINANCIAL, INC.

CRD#: 2764

FORT LAUDERDALE, FL

Past

January 31, 2001 - August 29, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

BOCA RATON, FL

Past

January 30, 2001 - August 29, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

January 8, 1999 - January 10, 2000

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

May 29, 1997 - September 22, 1997

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

February 17, 1995 - November 29, 1996

MESIROW FINANCIAL, INC.

CRD#: 2764

CHICAGO, IL

Past

May 18, 1991 - February 6, 1995

GMS GROUP

CRD#: 8000

EAST HANOVER, NJ

Past

January 20, 1989 - February 22, 1991

SHEEN FINANCIAL RESOURCES, INC.

CRD#: 22498

Past

August 14, 1987 - September 19, 1988

WESTMINSTER RESEARCH ASSOCIATES LLC

CRD#: 14508

Past

July 31, 1987 - September 19, 1988

NATWEST CAPITAL MARKETS SECURITIES INC.

CRD#: 19718

Past

May 8, 1985 - June 19, 1987

TMA GOVERNMENT SECURITIES, LTD.

CRD#: 15196

Past

May 16, 1983 - April 22, 1985

UNITED CAPITAL CORPORATION

CRD#: 8268

Past

July 23, 1982 - April 15, 1983

MARCUS, STOWELL & BEYE, INC.

CRD#: 7038

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 6/1/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/28/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

Current Firm

SECUREVEST FINANCIAL GROUP

ARGENTIS ADVISORS. INC. | SECUREVEST FINANCIAL GROUP, INC. | SECUREVEST FINANCIAL GROUP | MONGERSON & COMPANY SECURITIES CORPORATION

CRD#: 10100 / SEC#: , 8-26030

Terminated by SEC on 06/21/2025

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Contact information

Main Address

Mailing Address

Phone number

Established

Illinois since 03/16/1981

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ARGENTIS HOLDINGS, LLC	DIRECT OWNER
ALMERINI, LOUIS ACHILLE	FINOP	1605183
CELLITTI, AUGUST	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	1051780
PEDRETTI, ROBERT FRANK	PRESIDENT	1775123

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Guy C. Gardocki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NEWBRIDGE SECURITIES CORPORATION

SHEARSON FINANCIAL SERVICES, LLC

MESIROW FINANCIAL, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

OPPENHEIMER & CO. INC.

GRUNTAL & CO., L.L.C.

MESIROW FINANCIAL, INC.

GMS GROUP

SHEEN FINANCIAL RESOURCES, INC.

WESTMINSTER RESEARCH ASSOCIATES LLC

NATWEST CAPITAL MARKETS SECURITIES INC.

TMA GOVERNMENT SECURITIES, LTD.

UNITED CAPITAL CORPORATION

MARCUS, STOWELL & BEYE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/1/1983

SIE

Date: 10/28/2015

Series 7

Date: 7/17/1982

Current Firm

SECUREVEST FINANCIAL GROUP

Contact information

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SECUREVEST FINANCIAL GROUP

TRUST BUT VERIFY

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