KK
Kenneth R. Kirkeby
LOMBARD ADVISERS
Bridgeport, TX 76426
Some features on this profile are disabled
CRD#: 1051705
KK
Professional summary
Kenneth Raymond Kirkeby is a registered financial advisor currently at LOMBARD ADVISERS INCORPORATED located in Bridgeport, Texas and LOMBARD SECURITIES INCORPORATED located in Chico, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Kenneth has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)TRUE APPALOOSAS. 1195 CR 1560, CHICO, TX 76431. RAISE AND TRAIN HORSES. OWNER, TRAINER, LABORER. 60 HOURS/MO; 0 DURING TRADING HOURS. 2) Author - articles related to hunting and fishing for outdoor magazine(s). Compensation is less than $1,000 per year. 3) Trustee of the Paul M. Yaniga Memorial Irrevocable Trust.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Raymond Kirkeby's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2020 - Present
LOMBARD ADVISERS INCORPORATED
Office #1: 1111 Halsell Street, Bridgeport, TX 76426RIA
CRD#: 108231
Bridgeport, TX
Current
September 9, 2020 - Present
LOMBARD SECURITIES INCORPORATED
BD
CRD#: 27954
Chico, TX
Past
March 12, 2019 - August 27, 2020
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
BRIDGEPORT, TX
Past
March 4, 2019 - March 5, 2019
PRIVATE CLIENT SERVICES, LLC
RIA
CRD#: 120222
BRIDGEPORT, TX
Past
March 4, 2019 - August 27, 2020
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
BRIDGEPORT, TX
Past
June 12, 2009 - March 7, 2019
REALIZED FINANCIAL, INC.
RIA
CRD#: 22333
BRIDGEPORT, TX
Past
January 9, 2009 - March 7, 2019
REALIZED FINANCIAL, INC.
BD
CRD#: 22333
BRIDGEPORT, TX
Past
May 28, 2008 - March 19, 2009
LPL FINANCIAL LLC
RIA
CRD#: 6413
DECATUR, TX
Past
May 28, 2008 - March 19, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
DECATUR, TX
Past
May 19, 2006 - June 4, 2008
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CHESTER, NJ
Past
May 10, 2006 - June 4, 2008
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
CHESTER, NJ
Past
April 28, 2006 - May 10, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
CHESTER, NJ
Past
April 28, 2006 - May 10, 2006
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
CHESTER, NJ
Past
February 14, 2003 - May 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
CHESTER, NJ
Past
January 30, 2003 - May 2, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CHESTER, NJ
Past
May 20, 2002 - February 18, 2003
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
MORRISTOWN, NJ
Past
March 9, 2002 - February 18, 2003
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
November 5, 1998 - March 9, 2002
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
May 18, 1987 - November 2, 1998
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
August 17, 1984 - May 8, 1987
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
Past
April 6, 1984 - July 30, 1984
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Past
March 22, 1983 - April 6, 1983
VERRILLI ALTSCHULER SCHWARTZ INC.
BD
CRD#: 7203
Past
March 22, 1983 - February 27, 1984
AMERICAN EAGLE SECURITIES, INC.
BD
CRD#: 12973
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LOMBARD ADVISERS INCORPORATED
ARK FINANCIAL SOLUTIONS | WHITEHOUSE FINANCIAL GROUP | WEST VIRGINIA WEALTH ADVISORS | TANGEN FINANCIAL, LLC | SLAGLE INVESTMENTS, LLC | LOMBARD ADVISERS INCORPORATED | KOCHEL WEALTH MANAGEMENT | JEFFREY D. MURRAY & CO. | JACK A. HEIL CPA | HUNDLEY & ASSOCIATES | GARY COLLIER & ASSOCIATES | FINANCIAL & TAX SERVICES, LLC | DABAREINER WEALTH MANAGEMENT | COX WEALTH ADVISORS | CORTO FINANCIAL GROUP, LLC | CORNERSTONE PORTFOLIOS, LLC | BYRD WEALTH MANAGEMENT
CRD#: 108231 / SEC#: 801-114981
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (12/31/2009 Terminated)Delaware
Registered Investment Advisory firm - (5/1/2019 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2019 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2001 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2004 Terminated)New Jersey
Registered Investment Advisory firm - (4/30/2019 Terminated)North Carolina
Registered Investment Advisory firm - (5/1/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/29/2019 Terminated)South Dakota
Registered Investment Advisory firm - (1/28/2004 Terminated)Texas
Registered Investment Advisory firm - (4/29/2019 Terminated)Virginia
Registered Investment Advisory firm - (8/2/2019 Terminated)West Virginia
Registered Investment Advisory firm - (4/29/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/9/2020)
RR
Connecticut(9/9/2020)
RR
Florida(9/9/2020)
RR
Georgia(4/18/2022)
RR
Maine(9/9/2020)
RR
Massachusetts(9/9/2020)
RR
Missouri(10/17/2022)
RR
New Jersey(9/9/2020)
RR
New York(9/9/2020)
RR
Pennsylvania(9/9/2020)
RR
Texas(9/9/2020)
IAR
Texas(9/9/2020)
RR
Virginia(9/9/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LOMBARD ADVISERS INCORPORATED
ARK FINANCIAL SOLUTIONS | WHITEHOUSE FINANCIAL GROUP | WEST VIRGINIA WEALTH ADVISORS | TANGEN FINANCIAL, LLC | SLAGLE INVESTMENTS, LLC | LOMBARD ADVISERS INCORPORATED | KOCHEL WEALTH MANAGEMENT | JEFFREY D. MURRAY & CO. | JACK A. HEIL CPA | HUNDLEY & ASSOCIATES | GARY COLLIER & ASSOCIATES | FINANCIAL & TAX SERVICES, LLC | DABAREINER WEALTH MANAGEMENT | COX WEALTH ADVISORS | CORTO FINANCIAL GROUP, LLC | CORNERSTONE PORTFOLIOS, LLC | BYRD WEALTH MANAGEMENT
CRD#: 108231 / SEC#: 801-114981
RIA
Registered Investment Advisory firm - (4/12/2019 Approved)Colorado
Registered Investment Advisory firm - (12/31/2009 Terminated)Delaware
Registered Investment Advisory firm - (5/1/2019 Terminated)Louisiana
Registered Investment Advisory firm - (4/30/2019 Terminated)Maryland
Registered Investment Advisory firm - (5/10/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (1/16/2007 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2001 Terminated)New Hampshire
Registered Investment Advisory firm - (12/31/2004 Terminated)New Jersey
Registered Investment Advisory firm - (4/30/2019 Terminated)North Carolina
Registered Investment Advisory firm - (5/1/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (4/29/2019 Terminated)South Dakota
Registered Investment Advisory firm - (1/28/2004 Terminated)Texas
Registered Investment Advisory firm - (4/29/2019 Terminated)Virginia
Registered Investment Advisory firm - (8/2/2019 Terminated)West Virginia
Registered Investment Advisory firm - (4/29/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1820 Lancaster St, Baltimore, MD 21231
Mailing Address
Phone number
(410) 342-1300
Established
Firm type
Fiscal year end
# of Employees
42
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,377 |
| AUM (Assets Under Management) | $ 567,437,959 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LOMBARD ADVISERS INCORPORATED
CRD#: 108231Bridgeport, TX 76426TRUST BUT VERIFY
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