Glenn E. Brandon
Professional summary
Glenn Edward Brandon JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Glenn had worked at 6 firms, which includes BB&T SECURITIES LLC, MORGAN STANLEY, CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER INCORPORATED, UBS FINANCIAL SERVICES INC., J.C. BRADFORD & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2015 - February 2, 2021
BB&T SECURITIES, LLC
June 1, 2009 - October 13, 2015
MORGAN STANLEY
February 21, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
March 2, 2001 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
August 14, 2000 - March 13, 2001
UBS FINANCIAL SERVICES INC.
July 22, 1982 - August 14, 2000
J.C. BRADFORD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/3/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
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