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Glenn Edward Brandon Jr

CRD# 1051682·Registered 1982 - 2021
Barred: Glenn Edward Brandon JR was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Glenn Edward Brandon JR, who also goes by Glenn Edward Jr Brandon, was a registered financial advisor. Glenn was a previously registered financial professional and started their career in finance 1982 - 2021. Glenn had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Glenn Edward Jr Brandon

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

BB&T SECURITIES, LLC·CRD# 142785
BD
Birmingham, AL
September 25, 2015 - February 2, 2021
MORGAN STANLEY·CRD# 149777
BD
Birmingham, AL
June 1, 2009 - October 13, 2015
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Birmingham, AL
February 21, 2006 - June 1, 2009
LEGG MASON WOOD WALKER, INCORPORATED·CRD# 6555
BD
Birmingham, AL
March 2, 2001 - February 21, 2006
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
August 14, 2000 - March 13, 2001
J.C. BRADFORD & CO.·CRD# 1287
BD
New York, NY
July 22, 1982 - August 14, 2000

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Current Firm

BS
BB&T SECURITIES, LLC

BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES | STERLING ADVISORS, A DIVISION OF BB&T SECURITIES, LLC | CLEARVIEW CORRESPONDENT SERVICES, LLC | BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES, LLC | BB&T SCOTT & STRINGFELLOW, A DIVISION OF BB&T SECURITIES | BB&T INVESTMENTS - A DIVISION OF BB&T SECURITIES, LLC | BB&T INVESTMENTS | BB&T CAPITAL MARKETS/WINDSOR GROUP, A DIVISION OF BB&T SECURITIES, LLC | BB&T CAPITAL MARKETS, A DIVISION OF BB&T SECURITIES, LLC

CRD#: 142785 / SEC#: 801-77145, 8-67486
BD
Terminated by SEC on 06/29/2021

Contact Information

Main Address

901 East Byrd Street Riverfront Plaza, West Tower, Richmond, VA 23219

Established

Delaware since 08/11/2006

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

APPENDIX 1 WRAP FEE PROGRAMS 12.15.20 (12/15/2020)

Direct owners and executive officers

NamePositionCRD#
TRUIST FINANCIAL CORPORATIONSOLE MEMBER—
CRAM, BRYAN SCOTTCHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS2723431
HECHTLINGER, SUSANCHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS2890466
MCCALLUM, CHARLES FALCONER IIIHEAD OF SUPERVISION/BOARD OF MANAGERS2697260
RIP, OLGAPRINCIPAL FINANCIAL OFFICER5440553
SPEETJENS, FELICIA ANNHEAD OF PRODUCT/BOARD OF MANAGERS3197366
TYSON, TONYA BELFIELDPRINCIPAL OPERATIONS OFFICER1987448

Disclosures

Regulatory Event

49

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Sep 1993About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Jul 1982About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1992

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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GB
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