Carleton G. Mcbride
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carleton Glen Mcbride, who also goes by C. Glen Mcbride, was a registered financial professional .
Carleton is a previously registered financial professional and started their career in finance in 1982. Carleton had worked at 7 firms and has passed the Series 3, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2011 - March 5, 2013
PRIME CAPITAL SERVICES, INC.
January 22, 2008 - May 4, 2010
PRIME CAPITAL SERVICES, INC.
July 28, 2004 - April 1, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 28, 2004 - May 24, 2006
OSAIC FA, INC.
November 6, 2001 - December 2, 2003
VERAVEST INVESTMENTS, INC.
August 27, 1997 - October 17, 2001
JOSEPHTHAL & CO., INC.
November 26, 1996 - February 19, 1997
STERLING FOSTER & COMPANY, INC.
May 24, 1994 - November 20, 1996
PRIME CAPITAL SERVICES, INC.
August 3, 1982 - April 20, 1994
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME CAPITAL SERVICES, INC.
CRD#: 18334 / SEC#: , 8-36492
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
