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Christopher John Hall

CRD# 1051581·Registered 1982 - 1999
Barred: Christopher John Hall was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Christopher John Hall was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1982 - 1999. Christopher had worked at 4 firms and has passed the Series 63, Series 7, Series 52, Series 27 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

HOWE, SOLOMON & HALL, INC.·CRD# 13386
BD
Miami, FL
November 26, 1985 - February 17, 1999
FIRSTMARK SECURITIES, INC.·CRD# 13184
BD
February 12, 1985 - November 25, 1985
RUSSELL & CO·CRD# 10264
BD
November 14, 1984 - February 21, 1985
STOEVER, GLASS & COMPANY INC.·CRD# 7031
BD
December 9, 1982 - October 11, 1984

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Current Firm

HS
HOWE, SOLOMON & HALL, INC.

HOWE, SOLOMON & HALL, INC. | VCS FINANCIAL SERVICES INC.

CRD#: 13386 / SEC#: 8-29484
BD
Terminated by SEC on 02/20/2000

Contact Information

Established

New Jersey since 01/07/1983

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
SOLOMON, RONALD LAWRENCEPRESIDENT1093887

Disclosures

Regulatory Event

5

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1984About the Series 7 exam

Series 52 — Municipal Securities Representative Examination

Passed Nov 1982About the Series 52 exam

Series 27 — Financial and Operations Principal Examination

Passed Apr 1989About the Series 27 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1985About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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