Charles H. Kolber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Henry Kolber, who also goes by None None None None, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2004. Charles had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2018 - June 21, 2023
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
January 1, 2004 - June 22, 2016
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
State Registrations and Notice Filings
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Exams
Current Firm
THE TRANSPORTATION GROUP (SECURITIES) LIMITED
CRD#: 286288 / SEC#: , 8-69878
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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