Denise M. Deblasio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Denise Marie Deblasio was a registered financial professional .
Denise is a previously registered financial professional and started their career in finance in 1983. Denise had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 13, 2014 - May 13, 2016
NATIONAL SECURITIES CORPORATION
November 26, 2008 - December 15, 2014
J.P. TURNER & COMPANY, L.L.C.
March 9, 1990 - November 26, 2008
FIRST MONTAUK SECURITIES CORP.
April 17, 1989 - March 8, 1990
JONATHAN ALAN & CO., INC.
August 3, 1983 - August 23, 1983
VERRILLI ALTSCHULER SCHWARTZ INC.
August 3, 1983 - March 9, 1990
UNDERHILL ASSOCIATES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
