Paul J. Coviello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Joseph Coviello was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1982. Paul had worked at 7 firms and has passed the Series 65, Series 63, Series 3, Series 15, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2008 - November 19, 2013
NATIONAL SECURITIES CORPORATION
January 11, 1995 - August 8, 2013
LINDEN ASSET MANAGEMENT INC
February 27, 1992 - August 12, 2008
FIRST MONTAUK SECURITIES CORP.
July 6, 1989 - February 27, 1992
LEGG MASON WOOD WALKER, INCORPORATED
June 29, 1989 - July 20, 1989
BUTCHER & SINGER INC.
November 3, 1987 - July 1, 1989
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 4, 1987
LEGG MASON MASTEN INC.
November 6, 1986 - February 27, 1992
LEGG MASON WOOD WALKER, INCORPORATED
June 28, 1982 - November 20, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 3/7/1983
Foreign Currency Options ExaminationSeries 8
Date: 8/10/1989
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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