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LL

Larry A. Lyday

Some features on this profile are disabled
CRD#: 1051223
LL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Larry Allen Lyday was a registered financial professional .

Larry is a previously registered financial professional and started their career in finance in 1982. Larry had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 2/10/2003 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - INDEPENDENT INSURANCE AGENT SELLING FIXED LIFE INSURANCE. 2. 3/7/2012 - LARRY.LYDAY@LIVEWELLSLEEPWELL.COM - DBA: Live Well Sleep Well - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 12/7/2012 - HARBOUR WEALTH PARTNERS, INC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 8/3/2017 - Harbour Wealth Partners, Inc. - DBA: Harbour Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 2% - Financial planning. 5. 8/3/2017 - Harbour Wealth Partners, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 07/27/2017 - 30 Hours Per Month During Securities Trading - I provide investment advisory services through Harbour Wealth Partners, Inc., an independent investment advisor firm. I started this business activity in March 1994. I expect to spend approximately 30 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 6, 2003 - November 20, 2024

HARBOUR WEALTH PARTNERS, INC.

RIA
CRD#: 122648
INDIANAPOLIS, IN
Past

August 14, 2000 - December 31, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
INDIANAPOLIS, IN
Past

July 25, 2000 - December 31, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
INDIANAPOLIS, IN
Past

March 25, 1999 - July 19, 2000

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

November 6, 1998 - December 31, 2002

HARBOUR WEALTH PARTNERS, INC.

RIA
CRD#: 122648
INDIANAPOLIS, IN
Past

June 22, 1994 - November 4, 1994

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

February 3, 1994 - July 31, 2000

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249
BOSTON, MA
Past

April 9, 1990 - December 31, 1997

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

February 15, 1989 - April 7, 1990

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

November 20, 1986 - December 31, 1988

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
Past

October 31, 1986 - December 5, 1986

ABACUS EQUITY SERVICES, INC.

BD
CRD#: 11271
Past

May 1, 1986 - October 31, 1986

CARDELL & ASSOCIATES, INCORPORATED

BD
CRD#: 7700
Past

September 24, 1982 - May 5, 1986

JNL EQUITY CORP.

BD
CRD#: 2337

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/18/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/24/1982
General Securities Principal Examination

Current Firm

HW
HARBOUR WEALTH PARTNERS, INC.
EXECUTIVE FINANCIAL ADVISORS, INC. | HARBOUR WEALTH PARTNERS, INC.

CRD#: 122648 / SEC#:

Indiana
Registered Investment Advisory firm - (12/31/2002 Approved)
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Contact information

Main Address
9820 Westpoint Drive Suite 400, Indianapolis, IN 46256-3365
Mailing Address
Phone number
(317) 579-4844
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARBOUR WEALTH PARTNERS, INC.

CRD#: 122648

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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