Dean W. Cherpitel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dean Wesley Cherpitel was a registered financial professional .
Dean is a previously registered financial professional and started their career in finance in 1982. Dean had worked at 8 firms and has passed the Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2010 - December 31, 2024
LEGACY WEALTH PLANNING, LLC
April 23, 2004 - January 4, 2010
LEGACY WEALTH PARTNERS, LLC
July 29, 2003 - April 23, 2004
THE LEGACY PLANNING GROUP
February 26, 1996 - August 8, 1997
SUNSET FINANCIAL SERVICES, INC.
July 8, 1994 - February 21, 1996
ENERIC FINANCIAL SERVICES, INC.
December 21, 1992 - July 5, 1994
PRUCO SECURITIES, LLC.
June 19, 1991 - November 23, 1992
CETERA WEALTH SERVICES, LLC
August 24, 1982 - June 28, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGACY WEALTH PLANNING, LLC
CRD#: 152084 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 86 |
| AUM (Assets Under Management) | $ 10,085,892 |
Red Flags
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