Mark A. Pierce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Allyn Pierce was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 52 and Series 15 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2017 - December 31, 2018
PREMIER WEALTH MANAGEMENT, LLC
April 22, 2008 - April 1, 2020
COMMONWEALTH FINANCIAL NETWORK
April 22, 2008 - April 1, 2020
COMMONWEALTH FINANCIAL NETWORK
January 1, 2008 - April 23, 2008
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - April 23, 2008
WELLS FARGO CLEARING SERVICES, LLC
September 23, 2005 - January 1, 2008
A. G. EDWARDS & SONS, INC.
September 23, 2005 - January 3, 2008
A. G. EDWARDS & SONS, INC.
October 5, 2000 - September 30, 2005
PIPER SANDLER & CO.
September 22, 2000 - September 30, 2005
PIPER SANDLER & CO.
September 14, 1992 - September 29, 2000
A. G. EDWARDS & SONS, INC.
October 25, 1989 - September 23, 1992
SEAFIRST INVESTMENT SERVICES, INC.
November 10, 1987 - May 11, 1988
SEAFIRST INVESTMENT SERVICES, INC.
June 1, 1983 - June 8, 1984
LEHMAN BROTHERS INC.
April 23, 1982 - May 31, 1983
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 1/9/1984
Foreign Currency Options ExaminationCurrent Firm
PREMIER WEALTH MANAGEMENT, LLC
CRD#: 289806 / SEC#:
Contact information
Red Flags
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