Barbara J. Krumsiek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barbara Janet Krumsiek, who also goes by Barbara Janet Leonard, was a registered financial professional .
Barbara is a previously registered financial professional and started their career in finance in 1982. Barbara had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2015 - April 24, 2015
CALVERT INVESTMENT DISTRIBUTORS, INC.
May 5, 1997 - December 31, 2014
CALVERT INVESTMENT DISTRIBUTORS, INC.
September 3, 1993 - April 21, 1997
ALLIANCEBERNSTEIN INVESTMENTS, INC.
February 3, 1992 - August 19, 1993
EQUITABLE DISTRIBUTORS, LLC
July 1, 1987 - March 16, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 10, 1986 - April 15, 1987
BOSTON PARTNERS SECURITIES, L.L.C.
June 25, 1982 - January 29, 1987
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 25, 1982 - February 12, 1987
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALVERT INVESTMENT DISTRIBUTORS, INC.
CRD#: 37527 / SEC#: , 8-47915
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
