William Nelson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Nelson II, who also goes by Bill Nelson, Billy Nelson, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 9 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 1999 - January 2, 2001
AVONDALE PARTNERS, LLC
July 23, 1996 - May 7, 1997
COLEMAN & COMPANY SECURITIES, INC.
October 6, 1994 - May 16, 1996
LPL FINANCIAL LLC
March 10, 1994 - August 15, 1994
NELSON INVESTMENT CORPORATION
September 14, 1987 - January 3, 1994
HERMITAGE CAPITAL CORPORATION
June 5, 1987 - September 16, 1987
BLACKSTOCK & LANDSTREET, INC.
December 14, 1983 - February 10, 1987
HERMITAGE CAPITAL CORPORATION
March 2, 1983 - November 14, 1983
FIRST AFFILIATED SECURITIES, INC.
February 18, 1983 - April 5, 1983
JOHNSON-NELSON COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/10/1999
Limited Representative-Equity Trader ExamCurrent Firm
AVONDALE PARTNERS, LLC
CRD#: 46838 / SEC#: 801-70070, 8-51550
Contact information
FINRA licenses (2 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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