Bruce E. Holdridge

STANDARD PLANNING COMPANY

Rockport, MA

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CRD#: 1050676

Professional summary

Bruce Edward Holdridge, CFP® is a registered financial advisor currently at STANDARD PLANNING COMPANY located in Rockport, Massachusetts.

Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Bruce has worked at 7 firms and has passed the Series 63, Series 7, Series 53, Series 27, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Edward Holdridge's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

March 6, 2012 - Present

STANDARD PLANNING COMPANY

RIA

CRD#: 129507

Rockport, MA

Past

January 21, 2004 - December 31, 2011

STANDARD PLANNING COMPANY

RIA

CRD#: 129507

GLOUCESTER, MA

Past

May 23, 1997 - December 31, 1998

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

March 10, 1993 - July 16, 1997

INTERCAROLINA FINANCIAL SERVICES, INC.

CRD#: 19475

GREENSBORO, NC

Past

May 18, 1989 - March 10, 1993

B.E. HOLDRIDGE SECURITIES, INC.

CRD#: 23823

Past

September 9, 1988 - May 5, 1989

CAPITAL CONCEPTS SECURITIES, INC.

CRD#: 14817

Past

May 11, 1988 - September 19, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Past

August 16, 1985 - May 5, 1989

CAPITAL CONCEPTS SECURITIES, INC.

CRD#: 14817

Past

July 22, 1982 - August 26, 1985

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/6/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/6/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/24/1989

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 3/13/1989

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/15/1988

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 5/20/1986

Registered Options Principal Examination

Current Firm

STANDARD PLANNING COMPANY

SINCLAIR, TOTTEN & DERINGER, INC. | THE STANDARD PLANNING COMPANY | STANDARD PLANNING COMPANY

CRD#: 129507 / SEC#: 801-68770

RIA

Registered Investment Advisory firm - (9/6/2012 Terminated)

Massachusetts

Registered Investment Advisory firm - (9/5/2012 Approved)

North Carolina

Registered Investment Advisory firm - (9/27/2010 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Rockport, MA

Mailing Address

P.o. Box 725, Rockport, MA 01966

Phone number

(617) 894-2243

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	247
AUM (Assets Under Management)	$ 86,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bruce E. Holdridge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruce Edward Holdridge's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANDARD PLANNING COMPANY

TRANSAMERICA FINANCIAL ADVISORS, LLC

INTERCAROLINA FINANCIAL SERVICES, INC.

B.E. HOLDRIDGE SECURITIES, INC.

CAPITAL CONCEPTS SECURITIES, INC.

FSC SECURITIES CORPORATION

CAPITAL CONCEPTS SECURITIES, INC.

FIRST UNION CAPITAL MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/6/1982

Series 7

Date: 7/17/1982

Series 53

Date: 5/24/1989

Series 27

Date: 3/13/1989

Series 24

Date: 12/15/1988

Series 4

Date: 5/20/1986

Current Firm

STANDARD PLANNING COMPANY

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STANDARD PLANNING COMPANY

TRUST BUT VERIFY

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