Eric F. Billings

FINALIS SECURITIES LLC

New York, NY 10003

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CRD#: 1050612

Professional summary

Eric Francis Billings is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 1982. Eric has worked at 10 firms and has passed the Series 63, Series 65, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Francis Billings's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2025 - Present

FINALIS SECURITIES LLC

Office #1: 228 Park Ave South Suite 85550, New York, NY 10003

CRD#: 305908

New York, NY

Past

November 20, 2020 - June 25, 2025

COMPASS POINT RESEARCH & TRADING, LLC

CRD#: 126258

WASHINGTON, DC

Past

January 9, 2004 - May 13, 2009

FBR INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 108883

ARLINGTON , VA

Past

April 17, 2003 - December 31, 2003

FBR INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 108883

ARLINGTON, VA

Past

June 24, 2002 - April 14, 2003

FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC

RIA

CRD#: 107220

ARLINGTON, VA

Past

October 30, 1989 - March 19, 2009

B. RILEY SECURITIES, INC.

CRD#: 25027

ARLINGTON, VA

Past

July 21, 1989 - November 11, 1989

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

June 28, 1989 - August 4, 1989

HERITAGE FINANCIAL INVESTMENTS CORPORATION

CRD#: 15767

Past

July 16, 1984 - July 6, 1989

JOHNSTON, LEMON & CO. INCORPORATED

CRD#: 473

Past

March 22, 1983 - June 29, 1984

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

Past

June 25, 1982 - March 31, 1983

ENI CORPORATION

CRD#: 5693

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/7/2025)

Exams

State Security Law Exam

Series 63

Date: 6/20/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/23/1992

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1983

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 6/17/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/14/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FINALIS SECURITIES LLC

DEALSYTE SECURITIES LLC | FINALIS SECURITIES LLC

CRD#: 305908 / SEC#: , 8-70425

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

228 Park Ave South Suite 85550, New York, NY 10003

Mailing Address

228 Park Ave South Suite 85550, New York, NY 10003

Phone number

(800) 962-0418

Established

Delaware since 09/10/2019

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FINALIS, INC.	HOLDING COMPANY
AZARY, DENNIS MICHAEL	CEO/CCO/FINOP	2384263

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric F. Billings

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Francis Billings's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS POINT RESEARCH & TRADING, LLC

FBR INVESTMENT MANAGEMENT, INC.

FBR INVESTMENT MANAGEMENT, INC.

FRIEDMAN BILLINGS RAMSEY INVESTMENT MANAGEMENT INC

B. RILEY SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

HERITAGE FINANCIAL INVESTMENTS CORPORATION

JOHNSTON, LEMON & CO. INCORPORATED

LEGG MASON WOOD WALKER, INCORPORATED

ENI CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/2025

Series 65

Date: 6/23/1992

Series 7

Date: 5/21/1983

Series 22

Date: 6/17/1982

Series 24

Date: 12/14/1989

FINRA

Current Firm

FINALIS SECURITIES LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FINALIS SECURITIES LLC

TRUST BUT VERIFY

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