John W. Rosser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wesley Rosser was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2019 - January 25, 2023
CABOT LODGE SECURITIES LLC
March 31, 2014 - November 22, 2019
IFS SECURITIES
April 7, 2010 - April 2, 2014
CANTELLA & CO., INC.
April 1, 2010 - April 2, 2014
CANTELLA & CO., INC.
January 2, 2009 - April 6, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
April 10, 2003 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 16, 1998 - April 6, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 5, 1989 - October 26, 1998
A. G. EDWARDS & SONS, INC.
October 8, 1985 - December 12, 1989
THE ROBINSON-HUMPHREY COMPANY, LLC
July 22, 1982 - September 25, 1985
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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