Richard A. Podlasek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Andrew Podlasek was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1982. Richard had worked at 8 firms and has passed the Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2006 - December 31, 2012
WRP INVESTMENTS, INC.
May 7, 2004 - December 31, 2012
WRP INVESTMENTS, INC.
February 21, 1996 - December 31, 2004
INVESTORS ADVISORY SERVICES INC
April 28, 1989 - May 7, 2004
MAIN STREET MANAGEMENT COMPANY
May 29, 1987 - May 26, 1989
KEOGLER, MORGAN & COMPANY, INC.
May 20, 1985 - June 11, 1987
FSC SECURITIES CORPORATION
July 12, 1982 - May 31, 1985
AMERIPRISE FINANCIAL SERVICES, LLC
July 12, 1982 - May 31, 1985
IDS LIFE INSURANCE COMPANY
July 12, 1982 - May 31, 1985
AMERICAN EXPRESS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WRP INVESTMENTS, INC.
CRD#: 7365 / SEC#: 801-39365, 8-21374
Contact information
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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