Christopher Bugg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Bugg was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1982. Christopher had worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2003 - October 17, 2023
SYCAMORE INVESTMENT CONSULTING SERVICES, LLC
July 7, 1997 - January 10, 2017
BUTTONWOOD PARTNERS, INC.
July 7, 1997 - December 31, 2022
BUTTONWOOD PARTNERS, INC.
October 17, 1988 - July 8, 1997
DAIN RAUSCHER INCORPORATED
August 9, 1983 - October 17, 1988
THE MILWAUKEE COMPANY
July 7, 1982 - August 6, 1983
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SYCAMORE INVESTMENT CONSULTING SERVICES, LLC
CRD#: 125081 / SEC#: 801-134876
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 116 |
| AUM (Assets Under Management) | $ 159,553,914 |
Red Flags
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