GD
Gail A. Dolin
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CRD#: 1050487
GD
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gail Ann Dolin, who also goes by Gail Dolin, Gail Ann Gabriele, Gail Ann Gabrieledolin, Gail Gabrieledolin, was a registered financial professional .
Gail is a previously registered financial professional and started their career in finance in 1982. Gail had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Gail Dolin | Gail Ann Gabriele | Gail Ann Gabrieledolin | Gail Gabrieledolin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
March 2, 2011 - October 12, 2018
HANTZ FINANCIAL SERVICES, INC.
RIA
CRD#: 46047
SOUTHFIELD, MI
Past
April 20, 1999 - October 12, 2018
HANTZ FINANCIAL SERVICES, INC.
BD
CRD#: 46047
SOUTHFIELD, MI
Past
December 19, 1997 - June 24, 1999
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
May 9, 1988 - December 5, 1997
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 9, 1988 - December 5, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
May 28, 1986 - January 20, 1988
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
June 8, 1982 - June 11, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
June 8, 1982 - June 12, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
June 8, 1982 - June 12, 1986
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HF
HANTZ FINANCIAL SERVICES, INC.
HANTZ FINANCIAL SERVICES, INC.
CRD#: 46047 / SEC#: 801-106859, 8-51291
RIA
Registered Investment Advisory firm - SEC (11/19/2015 Approved)California
Registered Investment Advisory firm - SEC (1/1/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/18/2015 Terminated)Illinois
Registered Investment Advisory firm - SEC (11/19/2015 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/9/2015 Terminated)Michigan
Registered Investment Advisory firm - SEC (1/26/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)South Carolina
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
HF
HANTZ FINANCIAL SERVICES, INC.
HANTZ FINANCIAL SERVICES, INC.
CRD#: 46047 / SEC#: 801-106859, 8-51291
RIA
Registered Investment Advisory firm - SEC (11/19/2015 Approved)California
Registered Investment Advisory firm - SEC (1/1/2016 Terminated)Florida
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)Georgia
Registered Investment Advisory firm - SEC (12/18/2015 Terminated)Illinois
Registered Investment Advisory firm - SEC (11/19/2015 Terminated)Indiana
Registered Investment Advisory firm - SEC (12/9/2015 Terminated)Michigan
Registered Investment Advisory firm - SEC (1/26/2016 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)South Carolina
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)Texas
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (12/2/2015 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
26200 American Drive Fifth Floor, Southfield, MI 48034
Mailing Address
26200 American Drive Fifth Floor, Southfield, MI 48034
Phone number
(248) 304-2855
Established
Michigan since 06/19/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
402
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HANTZ GROUP, INC. | PARENT COMPANY | |
| ARNOLD, DAVID JOSEPH | SENIOR VP | 6738208 |
| BEEBE, JOHN FREDERICK | SENIOR VP | 4151293 |
| ESCOBEDO, SAMANTHA TRACY | SENIOR VP | 6554885 |
| HANTZ, JOHN RUSSELL | DIRECTOR | 1462066 |
| HANTZ, KIMBERLY DIANE | DIRECTOR | 5109009 |
| HANTZ, LAUREN CHRISTINE | DIRECTOR | 6737867 |
| JAMES, TIMOTHY C | SENIOR VP | 4751106 |
| MACHCINSKI, JOHN FRANCIS | PRESIDENT/SECRETARY/CHIEF COMPLIANCE OFFICER | 853028 |
| MCALEAR, THOMAS CRAIG | DIRECTOR | 7517087 |
| MCCLAIN, ROBERT MATTHEW | SENIOR VP | 4768883 |
| NATALE, ANTONIO ANDRE | VICE PRESIDENT OF ASSET MANAGEMENT | 4268947 |
| RACINE, JAMIE MILLER | SENIOR VP | 4585375 |
| REID, MICHAEL ORAS | SENIOR VP | 1923539 |
| SHEA, DAVID JOSEPH | DIRECTOR | 5109005 |
| SOPER, JEFFERY HAROLD | SENIOR VP | 2205971 |
| STEVENS, DANIEL JOSEPH | SENIOR VP | 5868523 |
| YAROCH, RENEE ANN | VP/CFO/FINOP/PRINCIPAL OPERATIONS OFFICER | 2040518 |
Regulatory assets under management
| Total Number of Accounts | 111,576 |
| AUM (Assets Under Management) | $ 7,817,501,016 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2023 | ||
| 11/04/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
