Jakey W. Sharp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jakey Walt Sharp, who also goes by Jack Sharp, was a registered financial professional .
Jakey is a previously registered financial professional and started their career in finance in 1993. Jakey had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2008 - September 13, 2018
BROOKSTONE CAPITAL MANAGEMENT LLC
December 17, 2007 - January 23, 2008
SHARP INVESTMENT ADVISORS, LLC
May 3, 1999 - November 14, 2005
PARK AVENUE SECURITIES LLC
November 17, 1995 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
February 24, 1993 - January 24, 1996
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
