Gregory Duplessis
Professional summary
Gregory Duplessis was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Gregory is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Gregory had worked at 5 firms, which includes LLOYD SCOTT & VALENTI LTD., HIMCO DISTRIBUTION SERVICES COMPANY, GREEN HILL FINANCIAL SERVICE CORPORATION, SECURITY FINANCIAL NETWORK LLC, EQUABLE SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 5, 2001 - July 23, 2003
LLOYD, SCOTT & VALENTI, LTD.
February 11, 2000 - September 27, 2000
HIMCO DISTRIBUTION SERVICES COMPANY
April 9, 1984 - June 22, 1987
GREEN HILL FINANCIAL SERVICE CORPORATION
January 13, 1983 - March 2, 2000
SECURITY FINANCIAL NETWORK, LLC
June 21, 1982 - January 18, 1983
EQUABLE SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
LLOYD, SCOTT & VALENTI, LTD.
CRD#: 23640 / SEC#: , 8-40615
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
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