John S. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Stark White was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24, Series 27 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 23, 2013 - October 2, 2017
CAREY FINANCIAL, LLC
May 4, 2010 - September 30, 2011
OSAIC WEALTH, INC.
March 10, 2009 - May 27, 2010
OMNI BROKERAGE, INC.
April 14, 2003 - February 4, 2008
OSAIC WEALTH, INC.
April 28, 2000 - July 26, 2000
ANTHEM SECURITIES, INC.
April 26, 1993 - January 14, 2003
DCC SECURITIES CORP.
August 13, 1983 - August 24, 1984
PRUDENTIAL EQUITY GROUP, LLC
June 17, 1982 - February 4, 1983
ENI CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAREY FINANCIAL, LLC
CRD#: 15246 / SEC#: , 8-31901
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
