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JW

John Stark White

CRD# 1050402·Registered 1982 - 2017
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Stark White was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1982 - 2017. John had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 24, Series 27 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

CAREY FINANCIAL, LLC·CRD# 15246
BD
New York, NY
September 23, 2013 - October 2, 2017
OSAIC WEALTH, INC.·CRD# 23131
BD
Fort Lauderdale, FL
May 4, 2010 - September 30, 2011
OMNI BROKERAGE, INC.·CRD# 16878
BD
South Jordan, UT
March 10, 2009 - May 27, 2010
OSAIC WEALTH, INC.·CRD# 23131
BD
New York, NY
April 14, 2003 - February 4, 2008
ANTHEM SECURITIES, INC.·CRD# 42420
BD
Pittsburgh, PA
April 28, 2000 - July 26, 2000
DCC SECURITIES CORP.·CRD# 27172
BD
Hoboken, NJ
April 26, 1993 - January 14, 2003
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
August 13, 1983 - August 24, 1984
ENI CORPORATION·CRD# 5693
BD
June 17, 1982 - February 4, 1983

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Current Firm

CF
CAREY FINANCIAL, LLC

CAREY FINANCIAL CORPORATION | CAREY FINANCIAL, LLC

CRD#: 15246 / SEC#: 8-31901
BD
Terminated by SEC on 10/10/2017

Contact Information

Established

Delaware since 07/01/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CAREY ASSET MANAGEMENT CORP.MEMBER, PARENT COMPANY—
DECESARIS, MARK JOSEPHMANAGER AND CHAIRMAN—
HYDE, SUSAN CHRONISMANAGER2247327
JAFARNIA, KAMAL (NMN)CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL2890436
TERMINE, DAVID GARYFINANCIAL AND OPERATIONS PRINCIPAL1892331

Disclosures

Regulatory Event

2

Civil Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1997About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2003About the Series 7 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Apr 1993About the Series 22 exam

Series 24 — General Securities Principal Examination

Passed May 2003About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1996About the Series 27 exam

Series 39 — Direct Participation Programs Principal Examination

Passed Feb 1995About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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