Robert H. Munsie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Helmann Munsie, who also goes by Robert Helman Munsie, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 7 firms and has passed the Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2024 - December 31, 2024
RAM CAPITAL MANAGEMENT LLC
May 21, 1990 - October 2, 1995
LEHMAN BROTHERS INC.
July 19, 1988 - March 13, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
March 9, 1987 - May 13, 1988
MONTGOMERY SECURITIES
June 24, 1985 - February 23, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
June 16, 1983 - May 14, 1985
FIRST MANHATTAN SECURITIES LLC
June 24, 1982 - June 2, 1983
CIBC WOOD GUNDY SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/18/1993
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAM CAPITAL MANAGEMENT LLC
CRD#: 154309 / SEC#: 801-71664
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 9,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
