Kevin S. Svetich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Stanley Svetich, who also goes by Kevin Stanly Svetich, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1982. Kevin had worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 12, 2018 - July 11, 2023
J.K. FINANCIAL SERVICES, INC.
January 2, 2015 - March 20, 2018
CETERA WEALTH SERVICES, LLC
September 16, 1992 - December 31, 2014
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
November 7, 1988 - December 31, 1990
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
December 27, 1984 - January 1, 1987
LPL FINANCIAL LLC
June 28, 1982 - October 17, 1983
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
