Christopher J. Staniforth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher J Staniforth, who also goes by Chris Staniforth, Christopher John Staniforth, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1982. Christopher had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2010 - August 17, 2015
INVESCO ADVISERS, INC.
June 1, 2010 - August 17, 2015
INVESCO DISTRIBUTORS, INC.
April 23, 2004 - June 4, 2010
VAN KAMPEN ADVISORS INC
June 10, 1992 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
August 8, 1989 - April 7, 1992
AMERICAN CAPITAL MARKETING, INC.
September 27, 1984 - August 10, 1989
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
June 28, 1982 - August 31, 1984
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO ADVISERS, INC.
CRD#: 105360 / SEC#: 801-33949
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
