CL
Charles Lieberman
ADVISORS CAPITAL MANAGEMENT
Longboat Key, FL
Some features on this profile are disabled
CRD#: 1050272
CL
Professional summary
Charles Lieberman is a registered financial advisor currently at ADVISORS CAPITAL MANAGEMENT, LLC located in Longboat Key, Florida.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Charles has worked at 7 firms and has passed the Series 66, Series 63, Series 3, Series 16, Series 7, Series 5 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)MANAGER OF DBA: ADVISORS CAPITAL PLANNING LLC 10 Wilsey Square Ridgewood NJ. PROFIT BASED COMPENSATION. CHECKWRITING AUTHORITY. START DATE OF ACTIVITY 3/2012. 1 HOUR PER MONTH SPENT ON THIS ACTIVITY. 1 HOUR DURING TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Lieberman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 22, 2005 - Present
ADVISORS CAPITAL MANAGEMENT, LLC
RIA
CRD#: 112266
Longboat Key, FL
Past
July 12, 2001 - March 14, 2014
WALL STREET FINANCIAL GROUP, INC.
BD
CRD#: 35830
HASBROUCK, NJ
Past
April 29, 1999 - July 5, 2000
FIRST INSTITUTIONAL SECURITIES, L.L.C.
BD
CRD#: 23910
WEST PATERSON, NJ
Past
January 1, 1992 - August 18, 1997
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
February 6, 1986 - January 1, 1992
MANUFACTURERS HANOVER SECURITIES CORPORATION
BD
CRD#: 14434
Past
October 14, 1983 - April 9, 1986
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
May 21, 1982 - October 11, 1983
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC
CRD#: 112266 / SEC#: 801-62058
RIA
Registered Investment Advisory firm - (5/16/2003 Approved)Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)New York
Registered Investment Advisory firm - (6/18/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/3/2020)
IAR
New Jersey(4/22/2005)
IAR
Texas(4/19/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 3/16/1982
Interest Rate Options ExaminationPrincipal/Supervisory Exam
Current Firm
AC
ADVISORS CAPITAL MANAGEMENT, LLC
ACM WEALTH | FOREFRONT WEALTH PLANNING AND ASSET MANAGEMENT | BRIDGEVIEW WEALTH | ADVISORS FINANCIAL CENTER, L.L.C. | ADVISORS CAPITAL MANAGMENT, LLC | ADVISORS CAPITAL MANAGEMENT, LLC
CRD#: 112266 / SEC#: 801-62058
RIA
Registered Investment Advisory firm - (5/16/2003 Approved)Connecticut
Registered Investment Advisory firm - (6/24/2003 Terminated)Florida
Registered Investment Advisory firm - (12/31/2002 Failure to Renew)Kentucky
Registered Investment Advisory firm - (6/16/2003 Terminated)New Jersey
Registered Investment Advisory firm - (6/18/2003 Terminated)New York
Registered Investment Advisory firm - (6/18/2003 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
10 Wilsey Square Suite 200, Ridgewood, NJ 07450
Mailing Address
Phone number
(201) 447-3400
Established
Firm type
Fiscal year end
# of Employees
87
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,670 |
| AUM (Assets Under Management) | $ 9,470,063,452 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
