Andrew P. Williams

GENCAP PORTFOLIO MANAGEMENT

Tiburon, CA 94920

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CRD#: 1050171

Professional summary

Andrew Paul Williams is a registered financial advisor currently at GENCAP PORTFOLIO MANAGEMENT located in Tiburon, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Andrew has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Paul Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2015 - Present

GENCAP PORTFOLIO MANAGEMENT

Office #1: 1100 Mar West Street Suite C, Tiburon, CA 94920

RIA

CRD#: 269910

Tiburon, CA

Past

January 26, 2015 - November 17, 2015

SANCTUARY SECURITIES LLC

CRD#: 144091

SAN FRANCISCO, CA

Past

January 14, 2015 - November 17, 2015

CROSSPOINT CAPITAL MANAGEMENT

RIA

CRD#: 150212

SAN FRANCISCO, CA

Past

July 8, 1997 - August 4, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SUNNYVALE, CA

Past

October 1, 1990 - August 4, 2014

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SUNNYVALE, CA

Past

March 3, 1985 - June 1, 1990

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

August 30, 1982 - March 4, 1985

WADDELL & REED

CRD#: 866

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/12/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2015

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/29/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/17/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/1982

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 1/28/1991

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

GENCAP PORTFOLIO MANAGEMENT

FRONT ROW ADVISORS LLC | GENCAP PORTFOLIO MANAGEMENT

CRD#: 269910 / SEC#: 801-106577

RIA

Registered Investment Advisory firm - (8/25/2015 Approved)

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Contact information

Main Address

1100 Mar West Street Suite C, Tiburon, CA 94920

Mailing Address

Phone number

(415) 797-6003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FRONT ROW ADVISORS LLC (2/20/2025)

Regulatory assets under management

Total Number of Accounts	546
AUM (Assets Under Management)	$ 396,253,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew P. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Paul Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

SANCTUARY SECURITIES LLC

CROSSPOINT CAPITAL MANAGEMENT

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WADDELL & REED

Primary Firm SEC Registration

GENCAP PORTFOLIO MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2015

Series 63

Date: 1/29/1987

SIE

Date: 11/17/2015

Series 7

Date: 8/21/1982

Series 8

Date: 1/28/1991

Current Firm

GENCAP PORTFOLIO MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GENCAP PORTFOLIO MANAGEMENT

TRUST BUT VERIFY

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