Joseph W. Donohue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph William Donohue, who also goes by Joseph William Donohue Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1982. Joseph had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 2000 - April 18, 2001
MAY, DAVIS GROUP INC.
February 24, 1998 - September 9, 1998
AIBC INVESTMENT SERVICES CORPORATION
April 3, 1997 - January 20, 1998
GKN SECURITIES CORP.
April 4, 1995 - March 19, 1997
THE BOSTON GROUP
August 30, 1991 - March 22, 1995
A.S. GOLDMEN & CO., INC.
May 16, 1991 - August 16, 1991
D. H. BLAIR & CO., INC.
February 15, 1991 - May 3, 1991
TUCKER ANTHONY INCORPORATED
December 8, 1989 - February 1, 1991
PRUDENTIAL EQUITY GROUP, LLC
May 1, 1989 - December 22, 1989
CIBC WORLD MARKETS CORP.
December 24, 1986 - May 13, 1989
LEHMAN BROTHERS INC.
July 9, 1984 - January 1, 1987
CITIGROUP GLOBAL MARKETS INC.
June 25, 1982 - June 25, 1984
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MAY, DAVIS GROUP INC.
CRD#: 35622 / SEC#: , 8-46850
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
