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LH

Larry M. Humphrey

BAYSTATE CAPITAL SERVICES
Holyoke, MA 01040
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CRD#: 1050138
LH

Professional summary


Larry Maurice Humphrey is a registered financial professional currently at BAYSTATE CAPITAL SERVICES, INC. located in Holyoke, Massachusetts.

Larry is registered as a RR (Registered Representative) and started their career in finance in 1982. Larry has worked at 6 firms and has passed the Series 99TO, SIE, Series 6 and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Larry Maurice Humphrey's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 13, 1995 - Present

BAYSTATE CAPITAL SERVICES, INC.

Office #1: 330 Whitney Avenue, Suite 500, Holyoke, MA 01040Office #2: 330 Whitney Avenue, Suite 500, Holyoke, MA 01040
BD
CRD#: 38007
Holyoke, MA
Past

July 14, 1992 - July 5, 1995

FIRST VARIABLE CAPITAL SERVICES, INC.

BD
CRD#: 30007
BIRMINGHAM, AL
Past

June 21, 1990 - March 20, 1991

GEICO INVESTMENT SERVICES COMPANY

BD
CRD#: 10297
Past

February 16, 1989 - June 4, 1991

MONARCH FINANCIAL SERVICES, INC.

BD
CRD#: 8520
Past

October 17, 1988 - December 8, 1992

MONARCH SECURITIES, INC.

BD
CRD#: 2809
Past

September 22, 1982 - January 16, 1990

VARIABLE ANNUITY SALES CORPORATION

BD
CRD#: 5047

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


BC
BAYSTATE CAPITAL SERVICES, INC.
BAYSTATE CAPITAL SERVICES, INC.

CRD#: 38007 / SEC#: , 8-48054

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
330 Whitney Avenue, Suite 500, Holyoke, MA 01040
Mailing Address
330 Whitney Avenue, Suite 500, Holyoke, MA 01040
Phone number
(413) 784-6764
Established
Massachusetts since 11/16/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
MONARCH LIFE INSURANCE COMPANYOWNER
ARITAN, ATILLA GEORGEPRESIDENT, DIRECTOR1903299
COULTON, JOHN SEYWERTSECRETARY, DIRECTOR & CHIEF COMPLIANCE OFFICER2005749
HUMPHREY, LARRY MAURICETREASURER, DIRECTOR1050138
MCADOO, KEVIN, JOSEPHDIRECTOR

Red Flags


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Company Information


BAYSTATE CAPITAL SERVICES, INC.

CRD#: 38007Holyoke, MA 01040

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