Steven J. Varrone

ANCORA ADVISORS LLC

Mayfield Heights, OH 44124

Some features on this profile are disabled

CRD#: 1050044

Professional summary

Steven John Varrone is a registered financial advisor currently at ANCORA ADVISORS LLC located in Mayfield Heights, Ohio and INVERNESS SECURITIES, LLC located in Cleveland, Ohio.

Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1982. Steven has worked at 10 firms and has passed the Series 63, Series 22TO, SIE, Series 7, Series 6, Series 22, Series 26 and Series 39 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven John Varrone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2014 - Present

ANCORA ADVISORS LLC

Office #1: 6060 Parkland Boulevard Suite 200, Mayfield Heights, OH 44124

RIA

CRD#: 124674

Mayfield Heights, OH

Current

January 22, 2016 - Present

INVERNESS SECURITIES, LLC

Office #1: 6060 Parkland Blvd Suite 200, Cleveland, OH 44124

CRD#: 129914

Cleveland, OH

Past

January 21, 2014 - December 31, 2015

SAFEGUARD SECURITIES, INC.

CRD#: 31256

MAYFIELD HEIGHTS, OH

Past

January 21, 2014 - June 26, 2017

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

CLEVELAND, OH

Past

February 15, 2005 - January 17, 2014

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CLEVELAND, OH

Past

December 15, 2001 - January 17, 2014

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CLEVELAND, OH

Past

June 2, 1997 - December 15, 2001

FIFTH THIRD/MAXUS SECURITIES INC

CRD#: 6790

CLEVELAND, OH

Past

February 7, 1995 - October 11, 1995

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

COLUMBUS, OH

Past

December 3, 1984 - December 31, 1988

FIRST CHESAPEAKE SECURITIES CORPORATION

CRD#: 10517

Past

November 15, 1983 - October 14, 1989

INDEPENDENCE CAPITAL CORPORATION

CRD#: 14136

Past

June 7, 1982 - May 20, 1983

ENI CORPORATION

CRD#: 5693

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ANCORA ADVISORS LLC

ANCORA | NONE | ANCORA ADVISORS LLC

CRD#: 124674 / SEC#: 801-61770

RIA

Registered Investment Advisory firm - (1/30/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Ohio
(1/22/2014)

Ohio
(11/3/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/27/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/8/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/6/1995

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 6/4/1982

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/7/1985

Investment Company Products/Variable Contracts Principal Examination

Principal/Supervisory Exam

Series 39

Date: 10/31/1983

Direct Participation Programs Principal Examination

SRO Registrations

FINRA

Current Firm

ANCORA ADVISORS LLC

ANCORA | NONE | ANCORA ADVISORS LLC

CRD#: 124674 / SEC#: 801-61770

RIA

Registered Investment Advisory firm - (1/30/2003 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6060 Parkland Boulevard Suite 200, Mayfield Heights, OH 44124

Mailing Address

Phone number

(216) 825-4000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANCORA ADVISORS LLC FORM ADV PART 2A DTD 12-31-2024 (3/21/2025)

Regulatory assets under management

Total Number of Accounts	313
AUM (Assets Under Management)	$ 4,478,947,496

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven J. Varrone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven John Varrone's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVERNESS SECURITIES, LLC

SAFEGUARD SECURITIES, INC.

AMERICA NORTHCOAST SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD/MAXUS SECURITIES INC

THE HUNTINGTON INVESTMENT COMPANY

FIRST CHESAPEAKE SECURITIES CORPORATION

INDEPENDENCE CAPITAL CORPORATION

ENI CORPORATION

Primary Firm SEC Registration

ANCORA ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/1995

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/8/2000

Series 6

Date: 2/6/1995

Series 22

Date: 6/4/1982

Series 26

Date: 5/7/1985

Series 39

Date: 10/31/1983

FINRA

Current Firm

ANCORA ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ANCORA ADVISORS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors