Vernon T. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Trenniss Hall was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 1982. Vernon had worked at 3 firms and has passed the Series 65, Series 2 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2012 - March 27, 2020
THE LEONARD FINANCIAL GROUP, LLC
January 29, 2003 - December 31, 2009
THE LEONARD FINANCIAL GROUP, LLC
January 9, 2003 - December 31, 2003
IMS CPAS & ASSOCIATES
June 24, 1982 - November 25, 1985
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 11/18/1988
Non-Member General Securities ExaminationCurrent Firm
THE LEONARD FINANCIAL GROUP, LLC
CRD#: 123651 / SEC#: 801-66650
Contact information
Regulatory assets under management
| Total Number of Accounts | 166 |
| AUM (Assets Under Management) | $ 46,312,850 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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